Pennsylvania Code
Title 52 - PUBLIC UTILITIES
Part II - Philadelphia Parking Authority
Subpart C - Limousines
Chapter 1059 - APPLICATIONS AND SALE OF RIGHTS
Section 1059.6 - Required application information
Universal Citation: 52 PA Code ยง 1059.6
Current through Register Vol. 54, No. 44, November 2, 2024
(a) SA-1 form. The SA-1 is a multipurpose form intended for use in the sale of different transferable rights and shall be completed by the broker or attorneys, or both, in a manner consistent with the intentions of the sale.
(b) Required information. The completed SA-1 must include all of the information required by the Authority:
(1) The certificate
numbers.
(2) The name of the
proposed buyer and contact information, including a telephone number, an email
address and a facsimile number.
(3)
If the proposed buyer is a nonindividual person and is not already a
certificate holder:
(i) The articles of
incorporation, operating agreement, formation documents or other applicable
organizing documents for the applicant.
(ii) A certificate of good standing for the
applicant from the Bureau of Corporations and Charitable
Organizations.
(iii) A copy of the
Department of State's entity page for the applicant.
(4) The name of any holding company as
defined in §
1051.2 (relating to definitions)
having an interest in the proposed buyer and a contemporaneous certificate of
good standing for the holding company from the Bureau of Corporations and
Charitable Organizations, or similarly authorized entity in another
jurisdiction in the United States.
(5) The trade name, if any, of the proposed
buyer and a copy of the trade name registration certificate, if
applicable.
(6) The mailing address
and physical address of the proposed buyer.
(7) A copy of the proposed buyer's business
plan.
(8) A list of current
corporate officers, directors, stockholders, key employees and persons with
controlling interests as defined in § 1051.2, if applicable with an
indication of each individual's title.
(9) A list of all Authority, PUC and Federal
common carrier rights held by the proposed buyer and any of the persons listed
in response to paragraph (8), including taxicab medallions.
(10) The name, address, telephone number,
facsimile number and email address of any attorney assisting the proposed buyer
with the application process, together with an acknowledgement that §
1061.1(b)
(relating to broker registration) has been reviewed by the proposed
buyer.
(11) A criminal history
report, issued within 30 days of the filing of the application, from any
jurisdiction in which the following persons have lived in the preceding 5 years
through the date of application:
(i) An
individual proposed buyer.
(ii) Any
individual with a controlling interest in the proposed buyer.
(iii) Any individual with a controlling
interest in the holding company of a proposed buyer.
(iv) A key employee.
(12) A verified statement indicating that the
persons identified in paragraph (11) have not been subject to a conviction as
defined in §
1001.10 (relating to definitions)
and that the proposed buyer has read and understands the prohibitions of
ownership as provided in §
1051.5 (relating to ineligibility
due to conviction or arrest).
(13)
Verified statements from the owner and proposed buyer confirming that each are
in compliance with §
1051.6 (relating to payment of
outstanding fines, fees and penalties).
(14) The Federal Tax Identification number
for the owner and proposed buyer.
The provisions of this §1059.6 temporarily amended under 53 Pa.C.S. § 57B 02.
This section cited in 52 Pa. Code § 1059.8 (relating to financial fitness generally).
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