Current through Register Vol. 54, No. 44, November 2, 2024
(a)
General. To obtain a broker registration, an individual shall
complete and file Form BR-1 "Broker Application," along with the application
fee as provided in §
§
1001.42 and
1001.43 (relating to mode of
payment to the Authority; and Authority fee schedule). The BR-1 may be obtained
on the Authority's web site at www.philapark.org/tld.
(b)
BR-1 application. The
completed BR-1 shall be verified as provided in §
1001.36 (relating to verification
and affidavit) and be filed with the Director in person and include the
information required by the Authority, including all of the following:
(1) The name of the applicant and contact
information, including a mailing address, a telephone number, an email address
and a facsimile number.
(2) A list
of all Authority rights, common carrier rights issued by the PUC and other
transportation rights issued by any jurisdiction outside of this Commonwealth
in which the applicant has any controlling interest.
(3) The name, address, telephone number,
facsimile number and email address of any attorney or broker, or both,
assisting the applicant through the Authority's broker registration
process.
(4) A criminal history
report, issued within 30 days of the filing of the application, from any
jurisdiction in which the following individuals have lived during the last 5
years:
(i) The applicant.
(ii) Each key employee of the
applicant.
(5) A written
statement verified as provided in § 1001.36, which provides that:
(i) The applicant and each key employee have
not been subject to a conviction as provided in §
1001.10 (relating to
definitions).
(ii) The applicant
and each key employee are in compliance with §
1011.7 (relating to payment of
outstanding fines, fees and penalties).
(iii) The applicant and each key employee are
current on all reports due in relation to other rights issued by the
Authority.
(iv) The applicant can
comply with the requirements in this chapter.
(6) A completed original of Form BR-5
"Business Experience Questionnaire." A copy of the BR-5 may be obtained on the
Authority's web site at
www.philapark.org/tld.
(7) The applicant's Social Security
number.
(8) A copy of the
applicant's Social Security card or documents confirming a legal permanent
resident status or an alien authorized to work status, if applicable.
(9) The applicant's driver's license or other
government issued photographic identification.
(10) A resume detailing the applicant's work
history for the 5 years preceding the filing of the BR-1 and qualifications to
be a broker.
The provisions of this §1029.5 temporarily amended
under 53 Pa.C.S. § 57B 02.
This section cited in 52 Pa. Code §
1029.6 (relating to broker
training); and 52 Pa. Code §
1029.7 (relating to broker
testing).
