Current through Register Vol. 54, No. 44, November 2, 2024
(a)
Competency.
(1) In all communications with, or regarding,
specific existing or prospective clients/patients, licensees may not
misrepresent directly, indirectly or by implication their professional
qualifications such as education, specialized training, experience or areas of
competence.
(2) Licensees may
practice only within the competency areas for which they are qualified by
education, training and experience.
(3) Licensees shall maintain appropriate
standards of care. The appropriate standard of care is defined as what an
ordinary, reasonable licensee would have done in a similar circumstance. In
areas in which recognized standards do not yet exist, licensees shall take
whatever precautions are necessary to protect the welfare of their
clients/patients.
(4) Licensees
shall maintain knowledge of current scientific and professional information
related to the services they render.
(5) Licensees shall refer a client/patient to
another professional and take steps to facilitate an orderly transfer of
responsibility when the client's/patient's needs exceed the licensee's
competence level. Licensees shall notify client/patient promptly of the need to
refer and seek the referral and transfer of services in relation to the
client's/patient's needs and preferences.
(b)
Informed consent.
(1) Licensees shall inform clients/patients
in writing of:
(i) The purpose of the services
being provided.
(ii) Risks and
limits related to the services that are known to the licensee.
(iii) Reasonable alternatives to the services
being provided.
(iv) Relevant
costs, billing and overdue collection policies and their potential effect on
the continuation of the professional relationship.
(v) The clients'/patients' right to refuse or
withdraw consent, and the time frame covered by the consent.
(vi) Other information the licensees
reasonably might expect to affect the clients'/patients' decisions to enter
into or continue the professional relationship.
(2) Licensees shall use clear and
understandable language when providing the information in paragraph (1) to
clients/patients.
(3) Licensees
shall provide services to clients/patients only in the context of a
professional relationship based on valid informed consent.
(4) In instances when the client/patient is
unable to read or understand the informed consent document or has trouble
understanding the primary language contained in the informed consent document,
licensees shall take steps to ensure the client's/patient's comprehension
including providing a detailed verbal explanation or arranging for a qualified
interpreter or translator, as needed. If a client/patient is not competent to
provide informed consent because of age or mental condition, the licensee shall
obtain consent from the client's/patient's parent, guardian, court-appointed
representative or the holder of the client's/patient's power of
attorney.
(5) When a client/patient
is receiving legally-mandated services, licensees shall provide information
about the nature and extent of the services and about the client's/patient's
rights to the client/patient or the client's/patient's parent, guardian,
court-appointed representative or the holder of the client's/patient's power of
attorney, as applicable.
(6)
Licensees who provide services by means of electronic means shall inform the
client/patient of the reasonably foreseeable limitations and risks associated
with those services.
(c)
Delegation. A licensee may not delegate professional
responsibilities to another person when the licensee delegating the
responsibilities knows or has reason to know that the other person is not
qualified by training, experience or licensure to perform those
responsibilities.
(d)
Confidentiality and privacy.
(1) Licensees shall have a primary obligation
to protect the client's/patient's right to confidentiality and privacy as
established by law and professional standards of practice. Confidential and
private information shall only be revealed to others when the client/patient,
or the client's/patient's parent, guardian, court-appointed representative or
the holder of the client's/patient's power of attorney, has given informed
consent, except in those circumstances in which failure to do so would violate
a court order or specific Federal or State privacy statutes or regulations, or
result in clear and present danger to the client/patient or others. Unless
specifically contraindicated by these situations, a client/patient shall be
informed and written consent shall be obtained before the confidential and
private information is revealed.
(2) Licensees shall discuss with
clients/patients and the client's/patient's parent, guardian, court-appointed
representative or the holder of the client's/patient's power of attorney, the
nature of confidentiality and the limitation of the clients'/patients' right to
confidentiality. Licensees shall review with clients/patients circumstances
when confidential information may be requested and when disclosure of
confidential information is legally required. This discussion shall occur as
soon as possible in the professional relationship and as needed throughout the
course of the relationship.
(3)
When licensees provide services to families, couples or groups, licensees shall
seek agreement among the parties involved concerning each individual's right to
confidentiality and obligations to preserve the confidentiality of information
shared by others. Licensees shall inform participants in family, group or
couples counseling that the licensee cannot guarantee that all participants
will honor the agreements. In the context of couple, family or group treatment,
the licensee may not reveal any individual's confidences to others in the
client unit without the prior written permission of that individual.
(4) Licensees shall take reasonable steps to
protect the confidentiality of information transmitted to other parties through
the use of computers, electronic mail, facsimile machines, telephones and
telephone answering machines, and other electronic or computer
technology.
(e)
Termination of services.
(1)
Licensees may terminate services only after giving careful consideration to
factors affecting the professional relationship and making an effort to
minimize possible adverse effects. If an interruption or termination of
services is anticipated, notification and referral for continued services shall
be provided to the client/patient.
(2) Licensees may terminate services to a
client/patient who has not paid an overdue fee balance if the following
conditions are met:
(i) The financial
contractual arrangements have been made clear to the client/patient.
(ii) The client/patient does not pose an
imminent danger to self or others.
(iii) The clinical and other consequences of
the current nonpayment have been addressed and discussed with the
client/patient.
(f)
Discrimination.
Licensees shall comply with existing Federal and State antidiscrimination laws
and may not practice, condone, facilitate or collaborate with any form of
discrimination prohibited by those laws.
(g)
Conduct with
clients/patients.
(1) Licensees may
not physically or verbally abuse or threaten clients/patients or family members
of clients/patients.
(2) Licensees
may not use derogatory language in their written or verbal communications to or
about clients/patients. Licensees shall use accurate and respectful language in
communications to and about clients/patients.