Pennsylvania Code
Title 204 - JUDICIAL SYSTEM GENERAL PROVISIONS
Part V - PROFESSIONAL ETHICS AND CONDUCT
Subpart C - DISCIPLINARY BOARD OF THE SUPREME COURT OF PENNSYLVANIA
Chapter 93 - ORGANIZATION AND ADMINISTRATION
Subchapter B - THE DISCIPLINARY BOARD
Section 93.23 - Powers and duties
Universal Citation: 204 PA Code ยง 93.23
Current through Register Vol. 54, No. 44, November 2, 2024
(a) General rule. Enforcement Rule 205(c) provides that the Board shall have the power and duty:
(1) To
consider the conduct of any person subject to the Enforcement Rules after
investigation by Disciplinary Counsel pursuant to Enforcement Rule 207(b)(1).
Complaints filed directly with the Board shall be forwarded to Chief
Disciplinary Counsel for assignment to a district office.
(2) To appoint an Executive Director, a Chief
Disciplinary Counsel, Legal Counsel and such staff as may from time to time be
required to properly perform the functions prescribed in the Enforcement
Rules.
(3) To appoint not less than
18 hearing committee members within each disciplinary district.
(4) To assign special masters pursuant to
Enforcement Rule 206(d).
(5) To
assign formal charges or the conduct of an investigatory hearing to a hearing
committee or special master, and to assign a reinstatement petition to a
hearing committee.
(6) To review
the conclusions of hearing committees and special masters with respect to
formal charges or petitions for reinstatement, and to prepare and forward its
own findings and recommendations, together with the record of the proceeding
before the hearing committee or special master, to the Supreme Court.
(7) To assign:
(i) hearing committee members to review and
approve or modify recommendations by Disciplinary Counsel for dismissals,
informal admonitions, private reprimands, public reprimands and institution of
formal charges;
(ii) senior or
experienced hearing committee members to hear and determine attacks on the
validity of subpoenas issued pursuant to 91.2 (relating to subpoenas and
investigations), as provided in 91.3(a)(2) (relating to determination of
validity of subpoenas); or
(iii)
senior or experienced hearing committee members to consider a petition for
reinstatement to active status from retired or inactive status, or
administrative suspension, under 89.273(b) (relating to procedures for
reinstatement).
(8) To
review, through a designated panel of three members, and approve or modify a
determination by a reviewing hearing committee member that a matter should be
concluded by dismissal, private informal admonition, private reprimand, public
reprimand or the institution of formal charges before a hearing
committee.
(9) To review, through a
designated panel of three members, and approve or reject a joint petition in
support of discipline on consent filed with the Board pursuant to Enforcement
Rule 215(d).
(10) To review,
through a single member designated by the Board Chair, and approve or reject a
certification filed by Disciplinary Counsel under Enforcement Rule
218(d)(2)(ii) indicating that Disciplinary Counsel has determined that there is
no impediment to reinstatement of the petitioner, and to issue the report and
recommendation required by subdivision (d) of Enforcement Rule 218.
(11) To administer, by the Board or through a
designated panel of three members selected by the Board Chair, private
reprimands or public reprimands to attorneys for misconduct.
(12) To adopt rules of procedure not
inconsistent with the Enforcement Rules. Such rules may provide for the
delegation to the Board Chair or the Vice-Chair of the power to act for the
Board on administrative and procedural matters.
(13) To cause testimony relating to the
conduct of formerly admitted attorneys to be perpetuated.
(14) To petition the Court under 91.74
(relating to petition by Board for determination of professional competency) to
determine whether an attorney is incapacitated from continuing the practice of
law by reason of mental infirmity or illness or because of addiction to drugs
or intoxicants, and to retain counsel other than Disciplinary Counsel to
represent the Board in such proceedings when the Board considers such separate
representation to be appropriate.
(15) To recommend the temporary suspension of
a respondent-attorney pursuant to Enforcement Rule 208(f)(5) (relating to
emergency temporary suspension orders and related relief).
(16) To decide, through the Board Chair, the
Vice-Chair, or a designated lawyer-member of the Board, an interlocutory appeal
to the Board when such appeal is permitted by the Enforcement Rules, these
rules, or other law.
(17) To
authorize the use of electronic means to conduct prehearing conferences and
post-hearing proceedings before a hearing committee, special master or the
Board, but all adjudicatory proceedings shall be conducted in person unless
warranted by extraordinary circumstances. Witness testimony may be presented
via advanced communication technology (ACT)upon motion for cause shown. All
proceedings shall be conducted in accordance with Board Rules, Enforcement
Rules and the decisional law of the Court and the Board.
(18) To establish, assess and collect:
(i) the necessary expenses incurred in the
investigation and prosecution of a proceeding that results in the imposition of
discipline, or the investigation and processing of a petition for reinstatement
and in any proceeding resulting therefrom;
(ii) late payment penalties under Enforcement
Rule 219(f)(1) for failure to timely complete annual registration;
and
(iii) administrative fees for
status changes where a petition for reinstatement is not
required.
(19) To assess
and collect reinstatement filing fees, administrative fees based on the
imposition of a type of discipline or transfer to disability inactive status
under Enforcement Rule 301(e), and penalties on unpaid taxed expenses and
administrative fees.
(20) To
establish, charge and collect a collection fee for any payment under paragraphs
(18) and (19) that has been returned to the Board unpaid.
(21) To exercise the powers and perform the
duties vested in and imposed upon the Board by law.
(b) Consultations with local bar associations. Enforcement Rule 205(d) provides that the Board shall, to the extent it deems feasible, consult with officers of local bar associations in the counties affected concerning any appointment which it is authorized to make under the Enforcement Rules.
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