Current through Register Vol. 54, No. 44, November 2, 2024
Recipients of funds under this Act are prohibited from using
them for the following purposes:
(a)
Political and Lobbying Activities. Funds shall not be used to
contribute to or be made available to any political party or association, or
the campaign of any candidate for public or party office or similar political
activities or to support or oppose candidates from public or party office or to
support or oppose candidates for public or party office or to support or oppose
any ballot questions or to engage in lobbing activities, except that:
(1) A Recipient of funds may engage in
lobbying activities in response to a request from a governmental agency,
legislative body, committee, member or staff thereof made to the recipient,
consistent with the Rules of Professional Conduct.
(2) A Recipient may engage in lobbying
activities in the provision of legal services to an eligible client on a
particular application, claim or case, which directly involves that client's
legal rights and responsibilities, however this shall not be construed to a
permit a Recipient to solicit a client, in violation of the Rules of
Professional Conduct, for the purpose of making such representation
possible.
(b)
Fee
generating case. Funds shall not be used to provide legal assistance
in a fee-generating case unless other adequate representation is unavailable.
All Recipients shall establish procedures for the referral of fee-generating
cases.
(1) Other adequate representative is
deemed to be unavailable when the Recipient has determined that free referral
is not possible because:
(i) The case has
been rejected by the local lawyer referral service, or by two private
attorneys, or the Recipient's experience within the previous six months with
similar cases is that the current case will not be accepted by a private
attorney; or
(ii) Neither the
referral service nor any lawyer will consider the case without payment of a
consultation fee; or
(iii)
Emergency circumstances compel immediate action before referral can be made,
but the client is advised that if appropriate, and consistent with professional
responsibility, referral will be attempted at a later time;
or
(2) Recovery of
damages is not the principal object of the case and a request for damages is
merely ancillary to an action for equitable or other non-pecuniary relief, or
inclusion of a counterclaim requesting damages is necessary for effective
defense or because of applicable rules governing joinder of counterclaims;
or
(3) A court appoints a Recipient
or an employee of a Recipient pursuant to a statute or a court rule or practice
of equal applicability to all attorneys in the jurisdiction; or
(4) An eligible client is seeking benefits
under Subchapter II of the Social Security Act,
42 U.S.C.
401, et seq., as amended, Federal Old Age,
Survivors, and Disability Insurance Benefits; or Subchapter XVI of the Social
Security Act, 42 U.S.C.
1381, et seq., as amended, Supplemental
Security Income for Aged, Blind, and Disabled.
(5) A Recipient may seek and accept a fee
awarded or approved by a court or administrative body, or included in a
settlement, if the requirements of sub-section 401.8 (b)(1) are met.
(6) When a case or matter subject to this
sub-section results in a recovery of damages, other than statutory benefits, a
Recipient may accept reimbursement from the client for out-of-pocket costs and
expenses incurred in connection with the case or matter, if
(i) The requirements of sub-section
401.8(b)(1) are met, and
(ii) The
client has agreed in writing to reimburse the Recipient for such costs and
expenses.
(7) Nothing in
this part shall prevent a Recipient from:
(i)
Requiring a client to pay court fees when the client does not qualify to
proceed informa pauperis under the rules of the jurisdiction; or
(ii) Acting as a co-counsel with a private
attorney when the case meets the standards set forth in sub-section
401.8(b)(1) and
accepting part of any fees that may result from a shared
case.
(c)
Defense of Criminal Prosecutions.
(1) Funds shall not be used to provide legal
assistance with respect to a criminal proceeding, unless authorized by
sub-section 401.8(c)(2).
(2) Legal
assistance may be provided with respect to a criminal proceeding;
(i) Pursuant to a court appointment made
under a statute or a court rule or practice of equal applicability to all
attorneys in the jurisdiction, if authorized by the Recipient after a
determination that it is consistent with the Recipient's primary responsibility
to provide legal assistance to clients in civil matters; or
(ii) When professional responsibility
requires representation in a criminal proceeding arising out of a transaction
with respect to which the client is being, or has been, represented by a
Recipient.
(3) Actions
Attacking Criminal Convictions. Funds shall not be used to provide legal
assistance in civil actions to persons who have been convicted of a criminal
charge where the civil action arises out of alleged acts or failures to act and
the action is brought against an official of the court or against a law
enforcement official for the purpose of challenging the validity of the
criminal conviction.
However, this sub-section does not prohibit legal assistance
pursuant to a court appointment made under a statute or a court rule or
practice of equal applicability to all attorneys in the jurisdiction, if
authorized by the Recipient after a determination that it is consistent with
the primary responsibility of the Recipient to provide legal assistance to
eligible clients in civil matters.
(d)
Statutory Right to Counsel.
Funds shall not be used to provide legal assistance in cases in which
the Commonwealth of Pennsylvania has an obligation to provide counsel to the
indigent through another source identified by statute.
