Pennsylvania Code
Title 10 - BANKING AND SECURITIES
Part VII - Securities
Subpart D - Fraudulent and Prohibited Practices
Chapter 404 - PROHIBITED ACTIVITIES; INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
Section 404.013 - Reserved
Universal Citation: 10 PA Code ยง 404.013
Current through Register Vol. 54, No. 12, March 23, 2024
The provisions of this § 404.013 issued under sections 404(a) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §§ 1-404(a) and 1-609(a)); reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. § 733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. § 1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. § 79(b)).
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