Oregon Administrative Rules
Chapter 836 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, INSURANCE REGULATION
Division 24 - DOMESTIC INSURERS; ORGANIZATION; CORPORATE PROCEDURES
Section 836-024-0205 - Exemption of Certain Securities from ORS 732.440
Universal Citation: OR Admin Rules 836-024-0205
Current through Register Vol. 63, No. 9, September 1, 2024
A security is exempt from ORS 732.440 to the extent necessary to render lawful under that statute the broker's execution of an order for an account in which the broker has no direct or indirect interest.
Stat. Auth: ORS 731.244, 732.420, 732.430, 732.435, 732.445, 732.450, 732.455
Stats. Implemented: ORS 732.420 - 732.455
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