Current through Register Vol. 63, No. 9, September 1, 2024
(1)
(a) If a claim is received in the LCB office
that is based upon a previously signed contract containing an agreement by the
parties to privately mediate or arbitrate (in a binding process - meaning the
disputants are forgoing access to all other dispute resolution processes
including that provided by the LCB) disputes arising out of the previously
signed contract, and the previously signed contract's terms included the
consumer advisory language required by OAR
808-002-0020(2)(k),
then the specific terms of the private binding mediation or arbitration
agreement supersede agency rules related to the agency's claims process and the
agency may not accept the claim because the parties have contracted to entirely
forgo access to the agency process.
(b) If the required binding private mediation
or private arbitration has yet to commence, and the claimant still wishes to
pursue a claim with the agency, the agency must inform the claimant by written
notice that the agency will not accept the claim unless it receives, within 60
days of the date of the notice and prior to the commencement of any private
binding mediation or arbitration process, a written waiver of the private
binding mediation or arbitration requirement, set forth in the contract that
was previously signed by the claimant and respondent, signed by the claimant
and the respondent.
(c) If the LCB
receives, within 60 days of the date of its notice, and prior to the
commencement of any private binding mediation or arbitration process, a written
waiver of the private binding mediation or arbitration process documented in
the contract previously signed by the claimant and respondent, and the waiver
is signed by the claimant and the respondent, then the LCB may accept the claim
into the LCB claims process.
(2)
(a) If
a claim is received in the LCB office that is based upon a previously signed
contract containing an agreement by the parties to privately mediate or
privately arbitrate (in a non-binding process - meaning the parties do not
intend to entirely forgo access to other legal processes including the agency
claims process) disputes arising out of the previously signed contract, and the
previously signed contract's terms included the consumer advisory language
required by OAR 808-002-0020(2)(k),
then even though the non-binding private mediation or private arbitration
agreement will continue to supersede agency rules until waived, completed or
abandoned as set forth below, the agency may accept the claim into the claims
process, but must suspend the processing of the claim pending the result of the
private non-binding process.
(b) If
the required private non-binding mediation or arbitration process has yet to
commence, and the claimant still wishes to pursue a claim with the agency, the
agency must inform the claimant by written notice that the agency will not
accept the claim unless it receives, within 60 days of the date of the notice
and prior to the commencement of any private non-binding mediation or
arbitration process, a written waiver of the private non-binding mediation or
arbitration requirement, set forth in the contract that was previously signed
by the claimant and respondent, signed by the claimant and the
respondent.
(c) If the LCB
receives, within 60 days of the date of the notice and prior to the
commencement of any private non-binding mediation or arbitration process, a
written waiver of the private non-binding mediation or arbitration process
documented in the contract previously signed by the claimant and respondent,
and the waiver is signed by the claimant and the respondent, then the LCB may
accept the claim into the LCB claims process.
(d) If the non-binding private mediation or
private arbitration has already commenced, and the claimant is seeking to file
a claim with the LCB provides documentation that the previously contracted for
non-binding private mediation or private arbitration was initiated in an
attempt to resolve the same facts and issues raised in the claim sought to be
filed with the LCB, and the non-binding private mediation or private
arbitration failed, then the LCB may begin processing the claim.
(3) If a claim is received, that
is based upon a previously signed contract that contains an agreement by the
parties to privately mediate or privately arbitrate (in a binding or
non-binding process) disputes arising out of the contract - but the contract's
terms do not include the consumer advisory language required by OAR
808-002-0020(2)(k)
- then the agency may:
(a) bring an
Enforcement Action, pursuant to ORS
671.625(3) and
OAR 808-002-0020(2)(k),
against the landscape contracting business. The Enforcement Action may (i) seek
to obtain a ruling finding that the previously signed contract is unenforceable
against the consumer pursuant to ORS
671.625(3), and
(ii) may seek to assess a civil penalty for
violation of the requirements of OAR
808-002-0020(2)(k);
ORS 671.610(1)(f), (1)(m) and
(q); ORS
671.997(1) and
(3); and
(b) accept the claim, but suspend the
processing of the claim, pending the results of the agency Enforcement
Action.
(4) Upon the
effective date of the 2023 rule amendments, the provisions of this rule will
apply to:
(a) all claims that remain open at
the Board, and
(b) all claims
received after the effective date of the 2023 rule amendments.
(5) The 2023 amendments to this
rule will not apply to claims cases closed prior to the effective date of this
rule.
Statutory/Other Authority: ORS 183, ORS
670.310 & ORS
671.670
Statutes/Other Implemented: ORS
671.703