Oregon Administrative Rules
Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION
Division 35 - SECURITIES TRANSACTIONS EXEMPT FROM REGISTRATION
Section 441-035-0100 - Resale Limitations
Universal Citation: OR Admin Rules 441-035-0100
Current through Register Vol. 63, No. 9, September 1, 2024
(1) An OIO security may not be resold by an investor during the six (6) month period immediately after purchase, except:
(a) To
the issuer; or
(b) To another
resident of Oregon pursuant to an order of registration under ORS
59.065.
(2) After the immediate six (6) month period has ended, an OIO security may also be sold pursuant to an available exemption to securities registration requirements under ORS 59.025 or 59.035 or accompanying rules.
Statutory/Other Authority: 17 CFR § 230.147A & ORS 59.035
Statutes/Other Implemented: ORS 59.035
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