Oregon Administrative Rules
Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION
Division 35 - SECURITIES TRANSACTIONS EXEMPT FROM REGISTRATION
Section 441-035-0050 - Isolated Issuer Transaction

Universal Citation: OR Admin Rules 441-035-0050

Current through Register Vol. 63, No. 9, September 1, 2024

(1) An exemption is granted pursuant to ORS 59.035(15) for any isolated issuer transaction not involving a public offering.

(2) For purposes of this rule, an "isolated issuer transaction" shall include sales by or on behalf of an issuer to three or fewer persons during any 24-month period.

Stat. Auth.: ORS 59.035(15)

Stats. Implemented: ORS 59.035(15)

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