Oregon Administrative Rules
Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION
Division 35 - SECURITIES TRANSACTIONS EXEMPT FROM REGISTRATION
Section 441-035-0005 - Self-Executing Transaction Exemptions
Universal Citation: OR Admin Rules 441-035-0005
Current through Register Vol. 63, No. 9, September 1, 2024
(1) Except for ORS 59.035(11), OAR 441-035-0045, OAR 441-035-0300 for certain compensatory benefit plans, and the Oregon Intrastate Offering Exemption (OIO) at 441-035-0070 et seq., exemptions available pursuant to ORS 59.035 are self-executing and do not require filing or a fee.
(2) Persons relying on exemptions from registration have the burden of proof, pursuant to ORS 59.275, in establishing the availability of an exemption.
Stat. Auth.: ORS 59.285
Stats. Implemented: ORS 59.035, 59.195 & 59.275
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