Oregon Administrative Rules
Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION
Division 175 - LICENSING OF BROKER-DEALERS, INVESTMENT ADVISERS, AND SALESPERSONS
Section 441-175-0171 - Use of Trade Name or Assumed Business Name
Universal Citation: OR Admin Rules 441-175-0171
Current through Register Vol. 63, No. 9, September 1, 2024
(1) Each person holding a license or applying for a license issued under ORS 59.005 to 59.370, who desires to operate under a trade name or an assumed business name must submit the following to the director for each name to be used:
(a) A
completed application, with an original signature, on a form approved by the
director; and
(b) A non-refundable
filing fee as set in OAR
441-175-0002.
(2) An order issued by the director authorizing the licensee to operate under the trade name or assumed business name shall remain in effect until the order is:
(a) Suspended or revoked under ORS
59.205; or
(b) Cancelled under ORS
59.225.
(3)
(a) Any
person using a trade name or assumed business name pursuant to an order issued
by the director must, within 30 days after any change of information, notify
the director in writing of any change in address, contact name, phone number or
fax number.
(b) Any person making a
change in the trade name or assumed business name must submit a new notice and
filing fee as provided in Section (1) of this rule.
Stat. Auth.: ORS 59.285
Stats. Implemented: ORS 59.015(8), 59.175(7) & 59.175(8)
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