Oregon Administrative Rules
Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION
Division 175 - LICENSING OF BROKER-DEALERS, INVESTMENT ADVISERS, AND SALESPERSONS
Section 441-175-0002 - Fees for Licensing or Notice Filing of Firms and Individuals

(1) For a broker-dealer, an initial license fee of $250 and a renewal license fee of $250;

(2) For a state investment adviser, an initial license fee of $200 and a renewal license fee of $200;

(3) For a federal covered investment adviser, an initial notice filing fee of $200 and a renewal notice filing fee of $200;

(4) For a broker-dealer salesperson, an initial license fee of $60 and a renewal license fee of $60;

(5) For an investment adviser representative, an initial license fee of $50 and a renewal license fee of $50;

(6) For an agent of an issuer, an initial license fee of $50 and a renewal license fee of $50; and

(7) For a filing for use of a trade name or an assumed business name, a one time fee of $50.