Current through Register Vol. 63, No. 9, September 1, 2024
(1) Each
applicant and ADSS agrees as a term of certification:
(a) To permit Division staff to inspect the
service delivery location when the applicant or ADSS intends to provide or
currently provides ADSS services:
(A) During
regular business hours and at any other reasonable hour to verify information
contained in the application or to ensure compliance with all applicable
statutes, administrative rules, other applicable regulations, or contractual
obligations; and
(B) For immediate
entry and inspection, extending to any premises the Division has reason to
believe ADSS services are provided.
(b) To permit Division staff to inspect,
audit, assess and collect data or copies from all records maintained by the
applicant or ADSS in relation to the certificate including but not be limited
to:
(A) Financial records;
(B) Individual service records;
(C) Records of utilization and quality
assurance reviews conducted by the applicant, ADSS, or other accredited entity;
(D) Employee records including but
not limited to:
(i) Academic degrees;
(ii) Professional licenses;
(iii) Supervision notes,
disciplinary actions, and logs; and
(iv) Criminal background checks;
(v) All documentation required by applicable
service rules, statute, other applicable regulations, and administrative rules;
(vi) Additional documentation
deemed necessary by the Division to determine compliance with this or any other
applicable administrative rules, statutes, or other applicable regulations.
(c) That the
ADSS is certified to provide only those services that are specified in the
scope of services and conditions listed on the certificate;
(d) To post the certificate or a legible copy
and any accompanying letter noting any applicable conditions in a public space
of each service delivery location to be available for inspection at all times;
(e) That the certificate does not
create an express or implied contract in the absence of a fully executed
written contract;
(f) That the
certificate is not transferable to any other person or provider without
Division approval; and
(g) To abide
by the federal drug-free workplace requirements outlined in 45 CFR Part
76.
(2) The Division may
not discriminate in its review procedures or services on the basis of race,
color, national origin, age, or disability. The Division may issue certificates
to specialized programs to assure maximum benefit for special populations; in
which case, the Division may identify that special population in the
certificates and impose applicable program criteria under the applicable
service delivery rules.
(3) A
certificate is void immediately:
(a) Upon
voluntary closure by a ADSS;
(b)
Upon the listed expiration date of the certificate if the ADSS fails to submit
timely a complete application for certification renewal pursuant to these
rules;
(4)
Discontinuation of services:
(a) An ADSS
discontinuing services voluntarily must:
(A)
Notify the Division and appropriate court jurisdictions at least 60 days prior
to the date of voluntary closure and provide a written plan to comply with
record retention standards as applicable; and
(B) Make reasonable and timely efforts to
obtain alternative services for individuals currently being served.
(b) An ADSS discontinuing services
must provide individuals with a minimum 30-day written notice regarding
discontinuation of services. In circumstances where undue delay might
jeopardize the health, safety, or welfare of individuals or the public,
including where the Division has revoked or immediately suspended the
certificate, the ADSS must notify individuals regarding the discontinuation of
services as soon as possible.
Statutory/Other Authority: 413.042 & 430.256
Statutes/Other Implemented: 430.256