Oklahoma Administrative Code
Title 340 - Department of Human Services
Chapter 2 - Administrative Components
Subchapter 5 - Fair Hearings
Part 9 - ADOPTION AND FOSTER CARE
Section 340:2-5-103 - Hearing decision
Universal Citation: OK Admin Code 340:2-5-103
Current through Vol. 42, No. 1, September 16, 2024
(a) The Appeals Committee.
(1) The Appeals
Committee makes the hearing decision.
(2) Unless otherwise designated by the
Director of the Department of Human Services (DHS), the Appeals Committee
consists of the:
(A) administrative hearing
officer (AHO) who presided over the hearing;
(B) director of the DHS division which
administers the program which was the subject of the hearing. The division
director may delegate this responsibility to someone in the division at the
level of program administrator; and
(C) Appeals Unit supervisor.
(3) No member of the Appeals
Committee may obtain information about the case from outside the hearing
record.
(4) Any member of the
Appeals Committee who was involved in making the decision which is the subject
of appeal disqualifies himself or herself from participation.
(A) The division director or program
administrator appoints an appropriate substitute from within the division or,
if an appropriate substitute is not available within the division, a substitute
is appointed by the Appeals Unit supervisor.
(B) The Appeals Unit supervisor appoints a
substitute for himself or herself from the Legal Division.
(b) Legal and factual basis of the decision.
(1) The factual basis
of the decision is the information that was available to DHS on the date of the
decision and, if DHS failed to follow its own rules regarding the gathering of
information, the information that would have been available to DHS at the time
of the decision had the rules been followed. This information is obtained
through:
(A) hearing testimony;
(B) exhibits introduced at the hearing;
and
(C) facts or law of which the
AHO has taken judicial notice.
(2) The law applied to the case is described
in (A) - (C) of this paragraph.
(A) The
relevant sections of the Oklahoma Administrative Code (OAC).
(B) Where the OAC is ambiguous or silent on a
point critical to the decision, reference to other sources, including state and
federal statues, federal regulations, sub-regulatory material, and case law is
appropriate.
(C) No section of the
OAC shall be declared invalid. However, if the validity of any section of the
OAC is raised as an issue, the AHO permits arguments concerning that issue so
that the issue is preserved for subsequent review.
(c) Making the decision.
(1) Following the hearing,
the AHO reviews the evidence and applicable law.
(2) If the AHO concludes that DHS acted
correctly, the AHO issues a hearing decision letter on behalf of the Appeals
Committee.
(3) If the AHO concludes
that DHS acted incorrectly, the AHO refers the case to the Appeals Committee.
(A) The AHO prepares a:
(i) summary of the hearing, which includes
the AHO's findings of fact. The findings of fact are binding on each member of
the Appeals Committee; and
(ii)
vote sheet, which contains the AHO's vote and the reasoning supporting the
vote.
(B) The AHO sends
the summary, vote sheet, and Appeals Unit file to the member of the Appeals
Committee from the division, who reviews the summary and Appeals Unit file
prior to voting.
(C) If the vote
from the division member is:
(i) favorable to
the client, the file is returned to the AHO to issue a decision; or
(ii) unfavorable to the client, the file is
sent to the Appeals Unit supervisor to review and vote.
(D) Following the vote by the Appeals Unit
supervisor, the file is returned to the AHO to issue a decision in accord with
the majority vote of the Appeals Committee.
(d) The Appeals Committee may make a decision :
(1) completely favorable to
the client;
(2) partially favorable
to the client;
(3) completely
unfavorable to the client;
(4)
dismissing the hearing request because of client withdrawal or abandonment;
or
(5) dismissing the hearing
request because the hearing request does not relate to an appealable
issue.
(e) The Appeals Committee decision must contain :
(1) a sufficient explanation of the issues,
evidence, findings of fact, and law which are sufficient to inform the parties
of the basis for the decision; and
(2) appeal rights, the action required to
appeal, and the time within which such action must be taken.
(f) The Appeals Committee decision is sent to:
(1) the
client;
(2) the authorized
representative, if any;
(3) the
local office;
(4) the DHS State
Office programs manager of the program most affected by the decision;
(5) any other component of DHS which is
necessary for implementation of the decision; and
(6) any other component of DHS which the AHO
chooses to notify.
Added at 19 Ok Reg 2199, eff 6-27-02
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