Current through all regulations passed and filed through September 16, 2024
(A) Definitions.
(1) "Certification" means the process by
which the state survey agency certifies its findings to the federal centers for
medicare and medicaid services (CMS) or the Ohio department of
medicaid (ODM) with respect to a facility's compliance
with health,
safety, and resident
rights requirements of divisions (a), (b), (c), and (d) of section 1919
of the Social Security Act,
42 U.S.C.
1396r (December 20, 2006).
(2) "Certified beds" mean beds that are
counted in a provider facility that meets medicaid standards. A count of
facility beds may differ depending on whether the count is used for
certification, licensure, eligibility for medicare or medicaid payment
formulas, or other purposes.
(3)
"Distinct part" means a portion of an institution or institutional complex that
is certified to provide skilled nursing facility (SNF) and/or nursing facility
(NF) services. A distinct part shall be
physically distinguishable from the larger institution and fiscally separate
for cost reporting purposes. A distinct part may be a separate building, wing,
floor, hallway, or one side of a corridor. A hospital-based SNF or NF is a
distinct part by definition. A long term care facility with both SNF and NF
distinct parts is one facility, even though the distinct parts are certified
separately for medicare and medicaid. "Distinct part", when applied to NFs or
SNF/NFs, has the same definition and requirements as in
42
C.F.R. 483.5
(October
1, 2015).
(4) "Dually
participating" means simultaneous participation of an institution or
institutional complex in both the medicare and medicaid programs.
(5) "Dually participating long term care
facility" means an institution that participates as both a SNF under the
medicare program, and as a NF under the medicaid program. Such a facility is
referred to as a SNF/NF.
(6)
"Facility" means the entity subject to certification and approval in order for
the provider to be approved for medicaid payment. A facility may be an entire
institution such as a free-standing nursing home, or may be a distinct part of
an institution such as a hospital or continuing care retirement
community.
(7) "Long term care
facility" means a NF, SNF, or dually participating SNF/NF
.
(8) "Long term care
institutional services" means those medicaid funded, institutional medical,
health, psycho-social, habilitative, rehabilitative, and/or personal care
services that may be provided to eligible individuals in a NF or
SNF/NF.
(9) "NF services" means
those services available in institutions, or parts of institutions, that are
certified as nursing facilities by the Ohio department of health (ODH) or by the state
survey agency of another state.
(10) "Religious non-medical health care
institution" (RNHCI) means an institution as defined in section 1861(ss)(1) of the Social Security Act,
42
U.S.C. 1395x(ss) (1)
(August 5,
1997), such as the "Christian Science RNHCIs" accredited by the
"Commission for Accreditation of Christian Science Nursing
Organizations/Facilities, Inc." RNHCIs are subject to conditions of
participation in the medicaid program according to 42 C.F.R. 403 subpart G(October 1, 2015).
(11) "State survey agency" means the agency
designated as the state health standard setting authority, and state health
survey agency responsible for certifying and determining compliance of long
term care facilities with the requirements for participation in the medicaid
program. The state survey agency in Ohio is ODH.
(B) Types of long term care institutional
services.
(1) The types of long term care
institutional services covered in compliance with the provisions of
Chapter 5160-3 of the Administrative Code are NF
services provided to eligible residents requiring either a skilled level of
care or an intermediate level of care as set forth in
rule 5160-3-08 of the Administrative Code.
(2) Institutions not eligible for
participation are:
(a) An institution
licensed or approved as a tuberculosis hospital.
(b) A prison, juvenile criminal facility, or
an institution used to incarcerate individuals involuntarily who have committed
a violation of a criminal or civil law.
(c) An institution for mental
diseases, as defined in rule 5160-3- 06.1 of the Administrative Code, for persons
under sixty-five years old.
(C) Requirements for participation.
To participate in the Ohio medicaid program and receive payment
from ODM for long term care institutional services to
eligible residents, operators of long term care facilities shall meet all of
the following requirements:
(1)
Operate an institution that meets the licensure, registration, and other
applicable state standards as set forth in this rule.
(2) Operate an institution certified by ODH
or by the state survey agency of another state as being in compliance with
applicable federal regulations for medicaid participation as a NF with a
minimum of four NF certified beds.
(3)
Operate an institution for which a current, completed, and signed
ODM 03623
"Ohio Medicaid Provider Agreement for Long Term Care Facilities (NFs, SNF/NFs and ICFs-IID
)" (rev. 4/2014) is on file with ODM.
(D) Qualified types of Ohio NFs.
To be eligible for certification as a NF, an institution shall
qualify as one of the following:
(1) A
nursing home licensed by ODH under section
3721.02 of the Revised Code, or
a nursing home licensed by a political subdivision certified under section
3721.09 of the Revised Code.
Licensed nursing homes eligible for medicaid certification include:
(a) RHNCIs.
(b) Veterans' homes operated under Chapter
5907. of the Revised Code.
(2) A county home, county nursing home, or
district home owned by the county and operated by the county commissioners in
accordance with Chapter 5155. of the Revised Code, or operated by the board of
county hospital trustees in accordance with section
5155.011 of the Revised Code;
or
(3) A unit of any hospital
registered under section
3701.07 of the Revised Code that
contains beds categorized before August 5, 1989, as skilled nursing facility
beds in
accordance with section
3702.521
of the Revised
Code; or
(4) A unit of any hospital
registered under section
3701.07 of the Revised Code that
contains beds categorized as long term care beds as defined in
section
3702.51 of the Revised
Code.
(E)
Mandatory dual participation.
To participate as a NF, all Ohio facilities shall comply with
the provisions in section
5165.082 of the Revised Code and
in rule 5160-3- 02.4 of the Administrative Code regarding dual
participation in the medicare program as a SNF/NF.
(F) Certification of NFs and beds subject to
certification survey.
(1) Certification.
A facility's certification as a NF by ODH or by the state
survey agency of another state governs the types of services the operator of
the facility may provide.
(2) Provider agreements.
(a) A provider agreement with the operator of
an Ohio NF or SNF/NF shall include any part of the facility that meets
standards for certification of compliance with federal and state laws and rules
for participation in the medicaid program.
(b) Exceptions to this provision are NFs or
SNFs that between July 1, 1987 and July 1, 1993 added beds licensed as nursing
home beds under Chapter 3721. of the Revised Code. Such facilities are not
required to include those beds in a provider agreement, unless otherwise
required by federal law. This exception continues to apply if such facilities
subsequently undergo a change of operator.
(3) Beds subject to certification survey.
(a) All beds in a medicaid participating NF
or SNF/NF, except those licensed nursing home beds added between July 1, 1987
and July 1, 1993, shall be surveyed to determine compliance with the applicable
certification standards and, if certifiable, included in the provider agreement
as NF or SNF/NF beds.
(b) Beds that
could quality as NF or SNF/NF beds and were added between July 1, 1987 and July
1, 1993 may be surveyed for compliance at the discretion of the operator. Such
facilities are not required to include those beds in a provider agreement,
unless otherwise required by federal law.
(c) All other beds that meet NF or SNF/NF
standards shall be certified as NF or SNF/NF beds.
(4) The only other basis for allowing
nonparticipation of a portion of an Ohio NF or SNF/NF that is not
hospital-based is certification of noncompliance by ODH.
(G) Requirements for out-of-state providers
of long term care institutional services.
(1)
To participate in the Ohio medicaid program and receive payment from
ODM for
long term care institutional services to eligible Ohio residents, an operator
of a long term care facility located outside Ohio shall meet all of the
following requirements in their state of origin:
(a) The operator of the facility shall hold a
valid state-required license, registration, or equivalent from the respective
state that specifies the level(s) of care the facility is qualified to
provide.
(b) The
operator of the facility shall hold a valid and current medicaid provider
agreement from the respective state as a NF or SNF/NF provider type.
(2) Additionally, out-of-state
providers shall meet the following Ohio requirements:
(a) The operator of the facility shall have a
current, completed and signed ODM 03623 on file with ODM.
(b) The operator of the facility shall obtain
resident-specific and date-specific prior authorization from
ODM in
accordance with rule 5160-1-11 of the Administrative Code.