Current through all regulations passed and filed through September 16, 2024
(A) Hearing authority
(1) The bureau of state hearings is
responsible for preparing and issuing state hearing decisions under the
authority of the director of the Ohio department of job and family services
(ODJFS). For this purpose, the chief of the bureau of state hearings shall
designate hearing authorities in addition to the chief to review the findings,
conclusions, and recommendations of the hearing officers and to issue decisions
under the authority of the ODJFS director.
(2) No person designated as hearing authority
shall have previously participated in the agency decision being appealed, nor
shall the hearing authority and the hearing officer who conducted the hearing
be the same person.
(B)
Timely issuance
(1) Hearing decisions
involving public assistance, social services, and child support services shall
be issued within seventy calendar days from the date of the hearing request. No
extension of the seventy-day requirement is permitted because the individual
requests a delay in the scheduling of the hearing.
(2) Hearing decisions involving the
prevention, retention and contingency (PRC) program shall be issued within
thirty calendar days from the date of the hearing request.
(3) Hearing decisions involving
supplemental nutrition assistance program (SNAP) shall
be issued within sixty calendar days from the date of the hearing request, with
the following exceptions:
(a) When the hearing
has been postponed, as described in rule
5101:6-5-02 of the
Administrative Code, the sixty day time limit shall be extended by as many days
as the hearing was postponed.
(b)
Hearing decisions involving a denial of expedited
SNAP
shall be issued within thirty calendar days from the date of the hearing
request.
(c) When the hearing has
been requested in response to the simultaneous proposal of public assistance
and
SNAP adverse actions, the hearing decision shall be
issued according to public assistance timeliness standards.
(4) Hearing decisions involving
the medicaid program shall be issued within seventy calendar days from the date
of the hearing request. This period shall be reduced to three working days in
the following instance:
(a) The hearing
request is from an enrollee of a medicaid managed care plan or "MyCare Ohio"
plan; and
(b) The enrollee, or the
enrollee's authorized representative, claims that the request requires an
expedited resolution because taking the time for a standard resolution could
seriously jeopardize the enrollee's life or health or ability to attain,
maintain, or regain maximum function; and
(c) The bureau of state hearings agrees that
an expedited resolution is required.
(C) Basis
(1) The hearing officer's findings of fact
shall be based exclusively on the evidence introduced at the hearing, or after
the hearing and subject to examination and rebuttal by both parties as
described in rule
5101:6-6-02 of the
Administrative Code.
(a) The hearing officer
may be guided, but shall not be bound, by the Ohio Rules of Evidence (as in
effect on July 1,
2022) in conducting hearings and in making
findings of fact. The hearing officer shall consider all relevant evidence
offered at the hearing.
(b) Hearsay
evidence may be considered by the hearing officer in arriving at the findings
of fact. However, such evidence must be critically evaluated, since it is not
given under oath and cannot be cross-examined to test the perception, memory,
and veracity of the declarant.
Direct evidence shall normally be given more weight than
hearsay evidence when the two are in conflict.
(c) It shall be the responsibility of the
agency to show, by a preponderance of the evidence, that its action or inaction
was in accordance with rules of the Administrative Code.
(d) The hearing officer's findings of fact
shall be binding upon the hearing authority. However, the hearing authority may
return the case to the hearing officer if it is determined that additional
facts not already established by the hearing officer are essential to a correct
decision or if the evidence relied upon was taken in violation of rule
5101:6-6-02 of the
Administrative Code.
(2)
The hearing officer's conclusions of policy and recommendations shall be based
solely on rules of the Administrative Code, or local agency policy adopted
pursuant to options authorized in state law, except when these regulations and
policies are silent and reference to the Revised Code or other statutory source
is necessary to resolve the issue.
(a) When a
hearing is regarding the prevention, retention and contingency (PRC) program,
the hearing officer's conclusions of policy and recommendations shall be based
on the PRC statement of policies if it was submitted at the hearing and if the
submitted plan was effective as of the date of the action being
appealed.
(b) The hearing authority
shall review conclusions and recommendations by the hearing officer and adopt
them when they constitute a correct application of the appropriate
regulations.
(c) The hearing
authority shall amend conclusions and recommendations that do not correctly
apply the appropriate regulations, clearly explaining the reason and basis for
any such amendment.
(3)
The hearing decision shall address the issues raised in the request or
otherwise included upon agreement of all parties, subject to the conditions of
rule 5101:6-3-01 of the
Administrative Code.
If it is discovered at the hearing that the request or issue
meets one of the denial criteria in rule
5101:6-5-03 of the
Administrative Code, the decision shall overrule the appeal on that
basis.
(4) When a hearing
request involves multiple issues, and when the appellant withdraws, in writing,
notice of dismissal of the withdrawn appeals, as required by rule
5101:6-5-03 of the
Administrative Code, may be included in the hearing decision.
(a) If the appellant withdraws some, but not
all of the appeals, because there is no longer need for review by a higher
authority on those appeals, the withdrawal is to be included in the decision,
requiring no additional action on those appeals.
(b) If during the hearing, the appellant withdraws some or all of the
issues under appeal, contingent upon some corrective action agreed to by the
agency, the hearing officer shall issue a state hearing decision, indicating
that agreement and requiring the agency to comply with the action as agreed to
during the hearing. This decision shall be issued via the JFS 04005 "State
Hearing Decision."
(D) Content
The hearing decision shall separately set forth the issue or
issues to be decided, the hearing officer's findings of fact, conclusions of
policy and recommendations, and the decision and order.
(1) The issue section shall fully describe
the action or lack of action being appealed. It shall include the date and
specific nature of the action, including benefit amounts where appropriate, as
well as the specific eligibility factor on which the action was based and shall
include a summary of the hearing officer's recommendations for resolution of
the issue. When multiple issues are involved, they shall be set forth
separately and numbered for reference in the remainder of the
decision.
(2) The procedural
matters shall first address such preliminary matters as delays due to
postponement, resolution of disputes as to standing, and amendments or
additions to the issue or issues as stated on the agency's written notice or in
the hearing request, the dates the appeal summary was received by the bureau of
state hearings and the appellant, continuation of benefits (if applicable), and
status of subpoena request (if applicable).
(3) The findings of fact shall follow
procedural matters. The findings of fact shall be clear and orderly
chronological discussion of the facts and events relevant to the
issue.
(4) The conclusions of
policy shall cite and summarize relevant portions of rules of the
Administrative Code and other applicable regulations as
necessary and shall clearly demonstrate how they apply
to the facts established. The decision shall clearly indicate the basis for
each such finding, to include discussion of the relative weight given to
conflicting evidence in arriving at the decision as to where the preponderance
of evidence lies.
SNAP decisions shall also cite applicable federal
regulations.
Budget computations, where relevant, shall be clearly set
forth.
(5) The hearing
officer's recommendations shall separately indicate the outcome of the appeal
on each issue addressed, sustaining those in which the agency is found to have
acted incorrectly, overruling those in which the agency's action was correct,
and, if the provisions of paragraph (C)(4) of this rule apply, dismissing those
that have been withdrawn in writing. Clear instructions to the parties shall be
given when additional action is necessary to resolve the matter at issue.
Compliance shall be required, via the JFS 04068 "Order of
Compliance Notice," as necessary to assure that the
individual promptly receives all benefits ordered by a favorable
decision.
(6) The decision
and order, signed by the hearing authority, shall indicate adoption or
amendment of the hearing officer's recommendations, whether each issue is
sustained or overruled, and whether compliance is required.
(E) Notification
(1) The individual and authorized
representative shall be provided with the written state hearing decision via
the JFS 04005. The decision shall provide notice of the right to and the method
of obtaining an administrative appeal. A copy of the decision shall also be
sent to the local agency electronically, as an e-mail attachment.
(2) When the hearing involves one of the
medical determination issues listed in paragraph (C)(1) of rule
5101:6-6-01 of the
Administrative Code, a copy of the decision shall also be sent to the medical
determination unit.
(3) When the
hearing involves a managed care plan or "MyCare Ohio" plan, copies of the
decision shall also be sent to the managed care plan or the "MyCare Ohio" plan,
and upon request to the Ohio department of medicaid.
(F) Hearing record
The state hearing decision, together with documents introduced
at the hearing and all papers and requests filed in the proceeding, shall
constitute the exclusive record. The hearing record shall be maintained by the
bureau of state hearings in accordance with applicable record retention
requirements. It will be made available for review by the individual and
authorized representative upon request. The local agency shall be provided a
copy upon request as well.
(G) Library of decisions
The chief of the bureau of state hearings shall maintain a
library of all state hearing decisions. The decisions shall be available for
public inspection and copying, subject to applicable disclosure
safeguards.
(H) Binding
effect
State hearing decisions shall be binding on the agency or
managed care plan or "MyCare Ohio" plan for the individual case for which the
decision was rendered.