Ohio Administrative Code
Title 4123:1 - Division of Safety and Hygiene
Chapter 4123:1-3 - Construction
Section 4123:1-3-13 - Trenches and excavations
Universal Citation: OH Admin Code 4123:1-3-13
Current through all regulations passed and filed through September 16, 2024
(A) Reserved.
(B) Definitions.
(1) "Accepted engineering requirements (or
practices)" means those requirements or practices which are compatible with
standards required by a registered architect, a registered professional
engineer, or other duly licensed or recognized authority.
(2) "Angle of repose" means the greatest
angle above the horizontal plane at which material will lie without
sliding.
(3) "Braces (trench) means
the horizontal members of the shoring system with ends bearing against the
uprights or stringers.
(4)
"Excavation" means any manmade cavity or depression in the earth's surface,
including its sides, walls or faces, formed by earth removal and producing
unsupported earth conditions by reasons of the excavation. If installed forms
or similar structures reduce the depth-to-width relationship, an excavation may
become a trench.
(5) "Hard compact
soil" means all earth materials not classified as unstable.
(6) "Kickouts" means accidental release or
failure of a shore or brace.
(7)
"Shaft" means an excavation made from the surface of the ground the longer axis
of which forms an angle with the vertical of no more than forty-five
degrees.
(8) "Sheet pile" means a
pile, or sheeting, that may form one of a continuous interlocking line, or a
row timber, concrete, or steel piles, driven in close contact to provide a
tight wall to resist the lateral pressure of water, adjacent earth, or other
materials.
(9) "Sides", "walls", or
"faces" means the vertical or inclined earth surfaces formed as a result of
trenching or excavation work.
(10)
"Stringers (wales)" means the horizontal members of a shoring system with sides
bearing against the uprights or earth.
(11) "Trench", when used as a noun, means a
narrow excavation made below the surface of the ground. In general, the depth
is greater than the width, but the width of a trench at the bottom is no
greater than fifteen feet.
(12)
"Trench boxes (safety cages, trench shields)" means a shoring system
capable of
supporting the walls of a trench from the ground level to the trench
bottom and which can be moved along as work progresses.
(13) "Trench jack" means screw or hydraulic
type jacks used as cross bracing in a trench shoring system.
(14) "Unstable soil" means earth material,
that because of its nature or the influence of related conditions, cannot be
depended upon to remain in place without extra support, such as would be
furnished by a system of shoring.
(15) "Uprights" means the vertical members of
a shoring system.
(C) General requirements.
(1) Utility companies
and municipally owned utilities shall be contacted and advised of proposed work
prior to the start of actual excavation. Prior to opening an excavation, effort
shall be made to determine whether underground installations, i.e. sewer,
telephone, water, fuel, electric lines, etc., will be encountered and, if so,
where such underground installations are located.
(2) Additional precautions by way of shoring
and bracing shall be taken to prevent slides or cave-ins where trenches or
excavations are made in locations adjacent to backfilled trenches or
excavations, or where trenches or excavations are subjected to vibrations from
railroad or highway traffic, the operation of machinery, or any other
source.
(3) Undercutting of the
exposed faces of trenches or excavations is prohibited unless the exposed faces
of such undercutting are supported by one or more of the methods prescribed for
the support of exposed faces of trenches.
(4) Material placement.
(a) Excavated material or other material
shall be placed a minimum of twenty-four inches from the top edge of the trench
or excavation.
(b) As an
alternative to the clearance prescribed in paragraph (C)(4)(a) of this rule,
the employer may use effective barriers or other effective retaining devices in
lieu thereof in order to prevent excavated or other materials from falling into
the trench or excavation.
(5) Wells, pits, shafts, etc.
(a) All wells, pits, shafts, etc., shall be
barricaded or covered.
(b) Upon
completion of exploration and similar operations, temporary wells, pits,
shafts, etc., shall be backfilled.
(D) Trenches.
(1) The exposed faces of all trenches more
than five feet high shall be shored, laid back to a stable slope, or some other
equivalent means of protection shall be provided where employees may be exposed
to moving ground or cave-ins. (See appendix "Table 13-1").
(2) Sides of trenches in unstable or soft
material, five feet or more in depth, shall be shored, sheeted, braced, sloped,
or otherwise supported by means of sufficient strength to protect the employees
working within them. (See appendix Table 13-1 and "Table 13-2").
(3) Sides of trenches in hard compact soil,
including embankments, shall be shored or otherwise supported when the trench
is more than five feet in depth and eight feet or more in length. In lieu of
shoring, the sides of the trench above the five-foot level may be sloped to
preclude collapse, but shall not be steeper than a one-foot rise to each
one-half-foot horizontal.
(4)
Materials used for sheeting and sheet piling, bracing, shoring, and
underpinning, shall be in good serviceable condition, and timbers used shall be
sound and free from large or loose knots, and shall be designed and installed
so as to be effective to the bottom of the trench.
(5) Minimum requirements - trench shoring.
(a) Minimum requirements for trench bracing
and shoring shall be in accordance with "Table 13-2."
(b) Braces and diagonal shores in a wood
shoring system shall not be subjected to compressive stress in excess of value
given by the following formula:
S = 1300 - 20L/D
Maximum ratio L/D = 50
Where: L = Length, unsupported, in inches
D = Least side of the timber in inches
S = Allowable stress in pounds per square inch of cross-section.
(6) When employees are required to be in
trenches four feet deep or more, an adequate means of exit, such as a ladder or
steps, shall be provided and located so as to require no more than twenty-five
feet of lateral travel.
(7) When
bracing or shoring of trenches is required, such bracing and shoring shall be
carried along with the excavation.
(8) Cross braces or trench jacks shall be
placed in true horizontal position, be spaced vertically, and be secured to
prevent sliding, falling or kickouts.
(9) Portable trench boxes, safety cages or
sliding trench shields may be used for the protection of employees in lieu of
shoring system or sloping. Where such trench boxes or shields are used they
shall be designed, constructed, and maintained in a manner which will provide
protection equal to or greater than the sheeting or shoring required for the
trench and shall extend no less than six inches above the vertical part of the
trench face.
(10) Backfilling and
removal of trench supports shall progress together from the bottom of the
trench. Jacks or braces shall be released slowly and, in unstable soil, ropes
shall be used to pull out the jacks or braces from above after employees have
cleared the trench.
(E) Excavations.
(1) The walls and faces of all
excavations in which employees are exposed to danger from moving ground shall
be guarded by a shoring system, sloping of the ground, or some other equivalent
means. (See appendix "Table 13-1 and Table 13-2").
(2) Supporting systems, i.e. piling,
cribbing, shoring, etc., shall be designed by a qualified person and shall meet
accepted engineering requirements.
(3) Excavations sloped to the angle of repose
shall be flattened when an excavation has water conditions, silty materials,
loose boulders, and areas where erosion, deep frost action, and slide planes
appear.
(4) Sides, slopes, and
faces of all excavations shall meet accepted engineering requirements by
scaling, benching, barricading, rock bolting, wire meshing, or other equally
effective means.
(5) Materials used
for sheeting, sheet piling, cribbing, bracing, shoring, and underpinning shall
be in good serviceable condition, and timbers shall be sound, free from large
or loose knots, and of proper dimensions. (See "Table 13-2" for proper
dimensions.)
(6) Excavations below
the level of the base of the footing of any foundation or retaining wall is
prohibited, except in hard rock, unless the wall is underpinned and appropriate
precautions taken to insure the stability of adjacent walls.
(7) If it is necessary to place or operate
power shovels, derricks, trucks, materials, or other heavy objects on a level
above and near an excavation, the side of the excavation shall be sheet-piled,
shored, braced or sloped as necessary to resist the extra pressure due to such
superimposed loads.
(8) When mobile
equipment is utilized or allowed adjacent to excavations, substantial stop logs
or barricades shall be installed. If possible, the grade should be away from
the excavation.
(9) Walkways shall
be provided where employees or equipment are required to cross over
excavations, standard guardrails shall be provided where the walkways are six
feet or more above lower levels.
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