Current through all regulations passed and filed through September 16, 2024
(A) Definitions
(1) For purpose of this rule, both an
application for the determination of percentage of permanent partial disability
and an application for an increase in the percentage of permanent partial
disability will be referred to as an "application."
(2) For purpose of this rule, a substantial
disparity means fifteen per cent or more difference.
(B) Procedure upon filing of objection to a
tentative order issued by the bureau of workers' compensation under section
4123.57 of the Revised Code as a
result of the filing of an application as defined in paragraph (A)(1) of this
rule or in a claim where the administrator determines that there is a conflict
of evidence, the matter is to be referred to the commission.
(1) Upon receipt of a written notification of
an objection to a tentative order (filed within twenty days after receipt of
the notice of a tentative order) issued by the bureau of workers' compensation
pursuant to section 4123.57 of the Revised Code, or
in a claim where the administrator determines that there is a conflict of
evidence, the matter is to be referred to the commission. The commission will
set the application for hearing before a district hearing officer. The party
filing the objection shall also provide a copy of the objection to the opposing
party if the opposing party is unrepresented, or in cases where the opposing
party is represented, to the opposing party's representative, at the time that
the written objection is filed from the tentative order issued by the bureau of
workers' compensation.
(2) Notices
of the hearing shall be mailed to the injured worker, employer, and their
representatives and to the administrator at least two weeks in advance of the
hearing date, except as provided in paragraph (C)(6) of rule
4121-3-09
of the Administrative Code.
(C) Procedures upon referral to a district
hearing officer
(1) Should the employer file
an objection to a tentative order and the employer desires to obtain a medical
examination of the injured worker, the employer shall provide written notice at
the time of the filing of the objection to the hearing administrator, and to
the injured worker if the injured worker is unrepresented, or to the injured
worker's representative, if the injured worker is represented, of the
employer's intent to schedule a medical examination of the injured worker. The
examination shall be conducted and the report of the medical examination
submitted to the commission and to the injured worker if the injured worker is
unrepresented, or to the injured worker's representative if the injured worker
is represented within forty-five days of the date of the filing of the
employer's objection to the tentative order.
(2) If the injured worker is the only party
that files an objection to a tentative order and the injured worker intends to
submit medical evidence not previously submitted in support of the injured
worker's objection, copies of the medical evidence are to be provided to the
employer in accordance with paragraphs (C)(4) and (C)(5) of this rule. Upon the
employer's receipt of the medical evidence submitted by the injured worker,
should the employer desire to obtain a medical examination of the injured
worker, the employer shall schedule the examination within fourteen days of its
receipt of the medical evidence submitted by the injured worker. The employer
shall provide written notice of the employer's intent to schedule a medical
examination of the injured worker to the hearing administrator and to the
injured worker in cases where the injured worker is not represented, or to the
injured worker's representative if the injured worker is represented. The
medical examination shall be conducted and the report of the examination
submitted to the commission and the injured worker if the injured worker is
unrepresented, or to the injured worker's representative if the injured worker
is represented within forty-five days from the date of the employer's receipt
of the injured worker's medical evidence.
(3) Upon request and for good cause shown,
the hearing administrator, or at hearing, the hearing officer may provide an
extension of time, not to exceed thirty days, to allow submission of the
employer's medical report described in paragraphs (C)(1) and (C)(2) of this
rule.
(4) The parties or their
representatives shall provide to each other, as soon as available and prior to
the district hearing officer hearing, a copy of all the evidence the parties
intend to submit at the district hearing officer hearing.
(5) In the event a party fails to comply with
paragraph (C)(4) of this rule, the hearing officer may continue the claim to
the end of the hearing docket, or to a future date with instructions to the
parties or their representatives to comply with the rule.
(D) Procedure for obtaining the oral
deposition, or submitting written interrogatories, to a commission or a bureau
of workers' compensation physician who examined an injured
worker or reviewed the
claim file and issued an opinion as a result of an injured or disabled injured
worker filing an application as defined in paragraph (A)(1) of this rule.
(1) If either the injured worker or the
employer believe that the oral deposition, or the submission of written
interrogatories, of the bureau of workers' compensation or the commission
physician who examined the injured worker in connection with the application
for the determination of the percentage of permanent partial disability, or who
has submitted a report on the application for an increase in the percentage of
permanent partial disability pursuant to a medical review or examination, is
necessary for the proper determination of the percentage of permanent partial
disability and there exists a substantial disparity as defined in paragraph
(A)(2) of this rule between the report of the physician selected by the bureau
of workers' compensation or the commission who is to be deposed and another
medical report on file submitted on the issue of percentage of permanent
partial disability that is to be adjudicated, or it appears that the estimate
of disability made by the physician to be deposed was based, in part, on
disability for which the claim has not been allowed, or an allowed disability
was inadvertently omitted from consideration, such party shall make such
request, in writing, to the hearing administrator, within ten days from the
receipt of the examining or reviewing physician's report.
(2) In a claim where the injured worker or
employer requests an oral deposition or the submission of written
interrogatories to a bureau or commission physician as described in the
paragraph (D)(1) of this rule but such party failed to receive a copy of the
bureau or commission physician's medical report prior to the receipt of the
notice of hearing, said party shall immediately after the receipt of the notice
of hearing, request, in writing, to the hearing administrator that the hearing
be continued and the deposition of the physician or the submission of
interrogatories be taken prior thereto.
(3) Additional procedures on taking an oral
deposition or submitting written interrogatories to a physician who performed
an examination or a review on behalf of the bureau of workers' compensation or
commission are set forth in paragraph (A)(8) of rule
4121-3-09
of the Administrative Code.
(E) Hearing officer guidelines for the
adjudication of applications for the determination of the percentage of
permanent partial disability and applications for an increase in the percentage
of permanent partial disability:
(1) In the
determination of percentage of permanent partial disability under division (A)
of section 4123.57 of the Revised Code,
hearing officers are to base a percentage of permanent partial disability award
on medical or clinical findings reasonably demonstrable.
(2) If the hearing officer determines that
the bureau of workers' compensation's medical examination and/or medical review
is legally insufficient, the hearing officer may return the claim file to the
bureau of workers' compensation for a second medical examination or medical
review. If the hearing officer returns the claim file to the bureau of workers'
compensation the hearing officer shall state in an interlocutory order the
reason the claim file is being returned to the bureau of workers' compensation.
The hearing officer shall also instruct the bureau of workers' compensation to
return the claim to the commission for hearing upon completion of the medical
examination or medical review. After the claim file is returned to the
commission from the bureau of workers' compensation, the hearing officer shall
proceed with the hearing and render a decision based upon competent medical
evidence submitted to the claim file, regardless of the legal sufficiency of
the second bureau medical examination or review.
(3) An application for reconsideration,
review, or modification which is filed within ten days of receipt of the
decision of a district hearing officer issued under division (A) of section
4123.57 of the Revised Code
shall be heard by a staff hearing officer and the decision of the staff hearing
officer shall be final. At a hearing on reconsideration of a decision of a
district hearing officer on the initial application for the determination of
the percentage of permanent partial disability, the staff hearing officer may
consider evidence that was not on file at the time of the district hearing
officer hearing.
(F)
This rule shall apply to the adjudication of an application as defined in
paragraph (A)(1) of this rule filed on or after the effective date of this
rule.
Five Year Review (FYR) Dates:
2/1/2022 and
02/01/2027
Promulgated
Under:
119.03
Statutory Authority:
4121.30;
4121.31;
4121.36;
4123.57
Rule Amplifies:
4123.57
Prior Effective Dates: 10/09/1976, 01/10/1978, 12/11/1978,
11/26/1979, 08/22/1986 (Emer.), 11/17/1986 (Emer.), 02/16/1987, 09/21/1993
(Emer.), 12/02/1993, 12/02/1993 (Emer.), 06/01/1995, 04/01/2004, 07/01/2011,
12/16/2012, 02/11/2017