Current through all regulations passed and filed through September 16, 2024
(A)
All casino
operators, management companies, and holding companies must submit to the
commission, in writing, the following information:
(1)
Name
changes;
(2)
Changes to the state of incorporation or principal
place of business;
(3)
Changes regarding any individual required to be found
suitable under rule
3772-4-05
of the Administrative Code;
(4)
Changes regarding
shareholders who hold greater than five per cent ownership
interest;
(5)
Any bankruptcy filed;
(6)
Any arrest,
charge, plea, or conviction relating to a casino operator, management company,
holding company, or individual required to be found suitable under rule
3772-4-05
of the Administrative Code for any crime or offense occurring in any
jurisdiction, excluding minor misdemeanor traffic offenses;
(7)
Any inquiry into,
investigation of, or action filed against a casino operator, management
company, holding company, or individual required to be found suitable under
rule
3772-4-05
of the Administrative Code by any gaming regulatory agency or authority, or
other governmental agency or authority, except for routine renewal application
reviews;
(8)
Any rejection, suspension, revocation, or denial of any
gaming-related application or license, and any fine, penalty, or settled amount
relating to any gaming-related license imposed upon or agreed to by a casino
operator, management company, holding company, or individual required to be
found suitable under rule
3772-4-05
of the Administrative Code in any jurisdiction; and
(9)
Any other
information that would affect a casino operator's, management company's, or
holding company's suitability to obtain and maintain a license under Chapter
3772. of the Revised Code or the rules adopted thereunder.
(B)
Each
casino operator, management company, and holding company must notify the
commission of any key employee or casino gaming employee licensee whose
employment has been terminated or suspended for any reason, by the casino
operator, management company, or holding company.
(C)
All information
required to be submitted under this rule must include the name and license
number, if applicable, of the casino operator, management company, or holding
company and be submitted within ten calendar days of the change or occurrence
of the event.
Replaces: 3772-4-09
