Ohio Administrative Code
Title 3335 - Ohio State University
Chapter 3335-5 - Faculty Members In General
Section 3335-5-02.2 - Treatment of tenured faculty members during financial exigency
Universal Citation: OH Admin Code 3335-5-02.2
Current through all regulations passed and filed through September 16, 2024
(A) Definitions and construction.
(1) Academic
program or program means:
(a) A college,
school, department, division, or instructional unit headed by an academic
administrator;
(b) A research or
service unit, which may or may not educate students headed by an academic
administrator;
(c) A coherent set
of courses, or program of study, which leads to an academic degree;
or
(d) A coherent set of courses,
or program of study, which does not lead to an academic degree but which serves
to educate or train students (e.g., a professional certification program or a
remedial program).
(2)
Curtailed means reduced or eliminated, while preserved means not
eliminated.
(3) Tenured faculty
member means a tenured member of the tenure-track faculty.
(4) Tenure initiating unit (TIU) means the
specific academic unit responsible for making the initial recommendation on a
tenure-track faculty member's tenure status as recorded on the university
tenure audit list available at the office of academic affairs. For purposes of
this definition, the university tenure audit list of March 12, 1982, shall be
retained, except as subsequently modified in accord with paragraph (C) of rule
3335-5-14 of the Administrative
Code.
(B) Involuntary termination of tenured faculty.
(1) Hiring of
faculty during financial exigency. The university shall not appoint new faculty
while terminating tenured faculty appointments because of financial exigency
unless a serious distortion in academic programs would otherwise
result.
(2) Preservation of tenure
initiating unit. A tenured faculty member whose TIU is preserved shall not be
involuntarily terminated because of the curtailment of academic programs to
which the faculty member is assigned.
(3) Administrative restructuring of tenure
initiating unit. A tenured faculty member whose TIU is restructured by an
administrative reorganization (e.g., by consolidation or merger with other
TIU's, or by dispersal into several TIU's) shall not be involuntarily
terminated for that reason. The faculty member shall be transferred to the
appropriate reorganized TIU in accordance with the provisions of paragraph
(C)(4) of this rule.
(4)
Reinstitution of tenure initiating unit. If an eliminated TIU is substantively
reinstituted or established within a remaining TIU within three years, the
university shall offer to reappoint all terminated tenured faculty members at
their previous ranks.
(5)
Elimination of tenure initiating unit. A tenured faculty member whose TIU is
scheduled for elimination shall not be involuntarily terminated for that reason
until the reassignment provision of paragraph (C) of this rule and the economic
incentives of paragraph (D) of this rule have been offered to all eligible
faculty members in the TIU.
(6)
Notice of termination. A termination of appointment because of the elimination
of a tenure initiating unit shall become effective no sooner than June thirty
of the first full academic year following the academic year in which the
appointment is terminated.
(7)
Eligibility for termination compensation. A tenured faculty member who has been
involuntarily terminated because of the elimination of
their tenure initiating unit shall be entitled to
accrued benefits and such compensation as authorized by the board of
trustees.
(C) Reassignment of tenured faculty members.
(1)
Change of tenure initiating unit. If a tenured faculty member's TIU is
scheduled for elimination, then the university shall offer to transfer the
faculty member to any suitable authorized position in the remaining TIU's
provided that a simple majority of all tenured faculty in a TIU are willing to
accept the faculty member. The evaluation of the professional qualifications of
the faculty member shall be made by the faculty in the new TIU, based on
considerations of the faculty member's potential contributions to the needs of
the program according to the prevailing standards of the new TIU.
(2) Reassignment to new position. A tenured
faculty member whose tenure initiating unit is scheduled for elimination shall
not be reassigned to another position unless that reassignment includes a
change of TIU and retention of tenure. This requirement shall not preclude the
possibility of employing in a nonfaculty position a faculty member who has lost
tenure because of resignation or involuntary termination. A faculty member
shall not be obligated to accept an offer of reassignment.
(3) Eligibility for economic incentives. A
tenured faculty member who accepts an offer of reassignment according to the
provisions of paragraphs (C)(1) and (C)(2) of this rule and who voluntarily
resigns from the reassigned position within six months, shall be entitled to
any of the economic provisions of paragraph (D) of this rule that were
applicable at the time of reassignment.
(4) Rate of compensation. Reassignment of a
tenured faculty member to a different tenure initiating unit shall not be at a
reduced rate of compensation. If reassignment necessitates a change of
compensation base (e.g., conversion between nine-month and eleven-month
appointments), then the change shall be calculated according to standard
university accounting procedures.
(5) Displacement of other employees. A
tenured faculty member who is reassigned to a new tenure initiating unit shall
not displace an incumbent in an existing position (e.g., a tenured faculty
member in a program which is curtailed shall not be assigned to a position in
another TIU held by an untenured faculty member, or to a position held by an
administrative and professional employee).
(6) Retraining of faculty. Where reassignment
of a tenured faculty member according to the provisions of paragraph (B)(1),
(C)(1), or (C)(2) of this rule would be facilitated by or contingent upon a
period of retraining, the faculty member shall be eligible for a reassignment
training leave.
(D) Economic incentives and retraining programs.
(1) Early retirement program. The university
shall invoke the provisions of the Ohio state university early retirement
program to facilitate the voluntary reduction of tenured faculty members in a
curtailed academic program.
(2)
Reassignment training leave program. The university shall invoke the provisions
of a reassignment training leave program to facilitate reassignment of tenured
faculty members to other programs or tenure initiating units.
(3) Other programs. The university shall
invoke any other feasible methods to reduce by voluntary means the number of
tenured faculty members in a curtailed academic program. Such methods could
include a voluntary resignation program (e.g., a "buy-out" plan), among other
possibilities.
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