Current through all regulations passed and filed through September 16, 2024
(A)
Right to hearing before the medical staff administrative committee and to
appellate review.
(1) When a member of the
medical staff has exhausted remedies under paragraph (F) of rule
3335-111-04 of the
Administrative Code on reappointments; or under rule
3335-111-05 of the
Administrative Code for corrective action; or who has been summarily suspended
under paragraph (D) of rule
3335-111-05 of the
Administrative Code, the staff member shall be entitled to an adjudicatory
hearing.
(2) A medical staff member
shall not be entitled to a hearing under the following circumstances:
(a) Denial of the Wexner medical center board
to grant a waiver of board certification for a medical staff member.
(b) Termination of a medical staff member
because of exclusion from participation in any government reimbursement
program.
(c) Voluntary withdrawal
of a medical staff application.
(d)
Failure to submit a reappointment application.
(e) A leave of absences extending beyond
current appointment or failure to request reinstatement of clinical privileges
following a leave of absence.
(f)
Actions or recommendations resulting from an informal peer review.
(3) All hearings and appellate reviews shall
be in accordance with the procedural safeguards set forth in this rule to
assure that the affected medical staff member is accorded all rights to which
the member is entitled.
(B) Request for hearing
(1) The request for a hearing shall be
submitted in writing by the affected medical staff member to the chief
executive officer within thirty days of notifications by the chief executive
officer of the intended action. The chief executive officer shall forward the
request to the medical staff administrative committee along with instructions
to convene a hearing.
(2) The
failure of a medical staff member to request a hearing to which the member is
entitled by university bylaws within the time and in the manner herein
provided, shall be deemed a waiver of the member's right to any review by the
medical staff administrative committee to which the member might otherwise been
entitled. The chief executive officer shall then implement the decision and
that action shall become and remain effective against the medical staff member
in the same manner as a final decision of the Wexner medical center board as
provided for in paragraph (E) of this rule. The chief executive officer shall
promptly inform the affected medical staff member that the proposed decision,
which had entitled the medical staff member to a hearing, has now become
final.
(C) Notice of
hearing.
(1) After receipt of a timely request
for hearing by the chief executive officer from a medical staff member entitled
to such hearing, the medical staff administrative committee shall be notified
of the request for hearing by the chief executive officer, and shall at the
next scheduled meeting take the following action:
(a) Instruct the director of medical affairs
and chief of staff to jointly appoint within seven days a hearing committee,
consisting of three to five members of the medical staff who are not members of
the medical staff administrative committee, are not direct competitors, do not
have a conflict of interest, and who have not previously participated in the
peer review of the matter under consideration;
(b) Instruct the hearing committee to
schedule and arrange for a hearing which hearing shall be conducted not less
than thirty nor more than sixty days from the date of the receipt of the
request for a hearing by the chief executive officer. However, an initial
hearing or meeting for a medical staff member who is under summary suspension,
which is then in effect, shall be held as soon as arrangements may be
reasonably made.
(2) The
medical staff member shall be given at least ten days prior notice of the
scheduled hearing, provided that the medical staff member may waive this notice
in writing. Notice shall be by certified return receipt mail to the staff
member at the staff member's last known address as reflected by university
records. The notice of hearing shall state in concise language the acts or
omissions with which the medical staff member is charged; a list of
representative medical records or documents being used; names of potential
witnesses to be called; and any other reason or evidence that may be considered
by the hearing committee during the hearing.
(D) Conduct of hearing.
(1) The hearing committee shall select a
chairperson from the committee to preside over the hearing. The chairperson may
require a representative for the individual and for the medical staff
administrative committee (or the Wexner medical center board) to participate in
a pre-hearing conference. At the pre-hearing conference, the chairperson shall
resolve all procedural questions, including any objections to exhibits or
witnesses, the role of legal counsel, and determine the time to be allotted to
each witness's testimony and cross-examination. The hearing committee shall
have benefit of Ohio state university legal counsel. The hearing committee may
grant continuances, recesses, and the chairperson may excuse a member of the
hearing committee from attendance temporarily for good cause, provided that
there shall be at no time less than two members of the hearing committee
present unless the affected staff member waives this requirement.
All members of the hearing committee must be present to
deliberate and vote. No member may vote by proxy. The person who has taken the
action from which the affected staff member has requested the hearing shall not
participate in the deliberation or voting of the hearing committee. The hearing
shall be a de novo hearing, although evidence of the prior recommendations and
decisions may be presented.
(2) An accurate record of the hearing shall
be kept. The record shall be done by the use of a professional stenographer.
This record shall be available to the affected member of the medical staff upon
request at the affected member's expense.
(3) The personal presence of the medical
staff member for whom the hearing has been scheduled shall be required. A
medical staff member who fails without good cause to appear and proceed at such
hearing shall be deemed to have waived the right to appear and to have a
hearing before the medical staff administrative committee in the same manner as
provided in paragraph (B) of this rule, and to have accepted the adverse
recommendation or decision involved and the same shall therein become and
remain in effect as provided in paragraph (B) of this rule. The hearing
committee may, at its own discretion, proceed with the hearing without the
medical staff member and impose a sanction.
(4) Postponements of hearings beyond the time
set forth in this chapter shall be made only with the approval of the medical
staff administrative committee. Granting of such postponement shall be only for
good cause shown.
(5) The hearing
need not be conducted strictly according to the rules of law related to the
examination of witnesses or presentation of evidence. Any relevant matters upon
which responsible persons customarily rely in the conduct of serious affairs
shall be considered, regardless of the existence of any common law or statutory
rule which might make evidence inadmissible over objection in civil or criminal
action. The member of the medical staff for whom the hearing is being held
shall, prior to, or during the hearing, be entitled to submit memoranda
concerning any issues of procedure or of fact and such memoranda shall become a
part of the hearing record.
(6) The
affected medical staff member shall have the following rights: to be
represented by an attorney at law and to call and examine witnesses; to
introduce evidence; to cross-examine any witnesses on any matter relevant to
the issue of the hearing; and to challenge any witness and to rebut any
evidence. If the medical staff member does not testify in his/her own behalf,
the member may be called and examined as if under cross-examination.
(7) The hearing committee shall request the
person who has taken the action from which the affected medical staff member
has requested the hearing to present evidence to the hearing committee in
support of the adverse recommendation. The hearing committee may proceed to
hear evidence and testimony from either party in whatever order the hearing
committee deems appropriate. The hearing committee may call its own witnesses,
may recall any party's witnesses, and may question witnesses as it deems
appropriate. All parties shall be responsible to secure the attendance of their
own witnesses. All witnesses and evidence received by the hearing committee
shall be open to challenge and cross-examination by the parties. Witnesses
shall not be placed under oath. At the close of the evidence the hearing
committee may request each party to make summary statements, either oral or
written.
(8) The hearing committee
may, without special notice, recess the hearing and reconvene the same for the
convenience of the participants or for the purpose of obtaining new or
additional evidence or consultation. The hearing committee shall make its best
effort to expeditiously determine the issues presented. The hearing committee
may limit its proceedings when sufficient material has been received. The
parties may be required to provide evidence in oral or written form. Upon
conclusion of the presentation of evidence the hearing shall be closed. The
hearing committee may there upon, at a time convenient to itself, conduct its
deliberations outside the presence of the medical staff member for whom the
hearing was convened.
(9) Within
sixty days after its appointment, unless otherwise extended by the medical
staff administrative committee, the hearing committee shall forward its written
report and recommendation together with the transcript of the hearing and all
other documentation presented by the parties to the medical staff
administrative committee. The affected member shall be notified of the
recommendation of the hearing committee including a statement of the basis for
the recommendation.
The medical staff administrative committee shall accept,
reject, or modify the recommendation of the hearing committee. The medical
staff administrative committee may conduct further hearings as it deems
necessary or may remand the matter back to the hearing committee for further
action as directed. The medical staff administrative committee may impose a
greater or lesser sanction than that recommended by the hearing
committee.
(10) Within
fourteen days after the conclusion of the taking of all evidence and of all
hearings, the medical staff administrative committee shall make a written
report of its findings and its recommendation and shall forward the same
together with the hearings record and all other documentation to the
chairperson of the Wexner medical center board. Notice of that decision shall
be sent certified return receipt mail to the affected medical staff member at
the member's last known address as determined by university records by the
director.
(11) The decision and
record of the medical staff administrative committee shall be transmitted to
the quality and professional affairs committee of the Wexner medical center
board, which shall, subject to the affected member's right to appeal and
implementation of paragraph (E) of this rule, consider the matter at its next
scheduled meeting, or at a special meeting to be held no less than thirty days
following receipt of the transmittal. The quality and professional affairs
committee of the Wexner medical center board may accept, reject, or modify the
decision of the medical staff administrative committee.
(12) The recommendation of the quality and
professional affairs committee of the Wexner medical center board shall be
promptly considered by the Wexner medical center board at its next scheduled
meeting. The Wexner medical center board may accept, reject, or modify the
recommendation of the quality and professional affairs committee of the Wexner
medical center board.
(13) A copy
of the Wexner medical center board decision shall be sent by certified return
receipt mail to the affected medical staff member at the member's last known
address as determined by university records.
(E) Appeal process.
(1) Within thirty days after receipt of a
notice by an affected medical staff member of the action of the medical staff
administrative committee the staff member may, by written notice to the
chairperson of the Wexner medical center board, request an appeal. Such appeal
shall only be held on the record before the medical staff administrative
committee.
(2) If an appeal is not
requested within the thirty-day period, the affected medical staff member shall
be deemed to have waived the right to an appeal, and to have accepted such
adverse decision.
(3) The appeal
shall be conducted by the quality and professional affairs committee of the
Wexner medical center board.
(4)
The affected medical staff member shall have access to the reports and records,
including transcripts, if any, of the medical staff administrative committee
and all other material, favorable or unfavorable, that have been considered by
that committee. The member shall then submit a written factual statement
specifying those factual and procedural matters with which the member
disagrees, and the reasons for such disagreement. This written statement may
cover any matters raised at any step in the procedure to which the appeal is
related, and legal counsel may assist in its preparation. Such written
statement shall be submitted to the quality and professional affairs committee
of the Wexner medical center board no later than seven days following the date
of the affected member's notice of appeal.
(5) New or additional matters not raised
during the hearing procedure or in the medical staff administrative committee
hearings shall only be introduced on appeal at the sole discretion of the
quality and professional affairs committee of the Wexner medical center
board.
(6) Within fourteen days
following submission of the written statement by the affected medical staff
member, the quality and professional affairs committee shall recommend to the
Wexner medical center board that the adverse decision be affirmed, modified or
rejected, or to refer the matter back to the medical staff administrative
committee for further review and recommendation. Such referral to the medical
staff administrative committee may include a request for further
investigation.
(7) Any final
decision by the Wexner medical center board shall be communicated by the chief
executive officer by certified return receipt mail to the affected medical
staff member at the member's last known address as determined by university
records. The chief executive officer shall also notify in writing the executive
vice president for health sciences, the dean of the college of medicine, the
chief medical officer of OSU medical center, the vice president for health
services, the director of medical affairs, chief of staff, the department
chairperson and/or division director, clinical department chief and the
academic department chairperson and the person(s) who initiated the request for
formal peer review. The chief executive officer shall take immediate steps to
implement the final decision.