Ohio Administrative Code
Title 1301:6 - Division of Securities
Chapter 1301:6-3 - Registration of Securities; Licensing
Section 1301:6-3-12 - Documents open to inspection
Current through all regulations passed and filed through September 16, 2024
(A) For purposes of division (B) of section 1707.12 of the Revised Code, information obtained by the division through any offering materials filed with the division in connection with exempt transactions under division (Q) of section 1707.03 of the Revised Code or through any investigation may be made available by the division for inspection by the "Financial Industry Regulatory Authority."
(B) For purposes of division (C) of section 1707.12 of the Revised Code, confidential law enforcement investigatory records and trial preparation records of the division or any other law enforcement or administrative agency in the possession of the division may be made available by the division for inspection by the "Financial Industry Regulatory Authority."
