Current through Register Vol. 39, No. 6, September 16, 2024
The following procedural requirements must be followed to
issue disciplinary action under this Section:
(1) WRITTEN WARNING-to issue a written
warning to an employee a supervisor must issue the employee a written warning,
detailing the matters referenced in
25 NCAC
01I .2305, and including any applicable
appeal rights.
(2) DISCIPLINARY
SUSPENSION WITHOUT PAY-to place an employee on disciplinary suspension without
pay, the agency director or designated management representative must comply
with the following procedural requirements:
(a) In matters of unsatisfactory job
performance, insure that the employee has received at least one prior
disciplinary action. In matters of grossly inefficient job performance or
unacceptable personal conduct no prior disciplinary actions are required so an
employee may be suspended without pay for a current incident of grossly
inefficient job performance or unacceptable personal conduct;
(b) Schedule and conduct a pre-suspension
conference. Advance oral or written notice of the disciplinary conference must
be given to the employee of the time, location, and the issue for which
discipline has been recommended. The amount of advance notice shall be as much
as is practical under the circumstances;
(c) Furnish the employee a statement in
writing setting forth the specific acts or omissions that are the reasons for
the suspension;
(d) Advise the
employee of any applicable appeal rights in the document affecting the
suspension.
(3) DEMOTION
- to demote an employee the agency director or designated management
representative must comply with the following procedural requirements:
(a) In matters of unsatisfactory job
performance, insure that the employee has received at least one prior
disciplinary action;
(b) In matters
of grossly inefficient job performance or unacceptable personal conduct, there
is no requirement for previous disciplinary action, so an employee may be
demoted for a current incident of grossly inefficient job performance or
unacceptable personal conduct without any prior disciplinary action;
(c) Give an advance oral or written notice of
the pre-disciplinary conference to the employee of the time, location, and the
issue for which discipline has been recommended. The amount of advance notice
shall be as much as is practical under the circumstances;
(d) Give an employee who is demoted written
notice of the specific acts or omissions that are the reasons for the
demotion;
(e) Advise the employee
of how and to what extent the demotion will affect the employee's salary rate
or pay grade; and
(f) Advise the
employee of any applicable appeal rights in the document affecting the
demotion.
(4)
DISMISSAL-Before an employee may be dismissed, an agency must comply with the
following procedural requirements:
(a) The
supervisor recommending dismissal shall discuss the recommendation with the
agency director or designated management representative who shall conduct a
pre-dismissal conference with the employee. The person conducting the
pre-dismissal conference must have the authority to decide what, if any,
disciplinary action shall be imposed on the employee.
(b) The supervisor or designated management
representative shall schedule a pre-dismissal conference with the
employee.
(c) Give an advance oral
or written notice of the pre-disciplinary conference to the employee of the
time, location, and the issue for which discipline has been recommended. The
amount of advance notice shall be as much as is practical under the
circumstances.
(d) The agency
director or designated management representative shall conduct a pre-dismissal
conference with the employee, limiting attendance to the employee and the
person conducting the conference; a second management representative may be
present at management's discretion. The purpose of the pre-dismissal conference
is to review the recommendation for dismissal with the affected employee and to
listen to and to consider any information put forth by the employee, in order
to insure that a dismissal decision is sound and not based on misinformation or
mistake. Security personnel may be present when, in the discretion of the
person conducting the conference, a need for security exists. No attorney
representing either side may attend the conference.
(e) In the conference, management shall give
the employee oral or written notice of the recommendation for dismissal,
including specific reasons for the proposed dismissal and a summary of the
information supporting that recommendation. The employee shall have an
opportunity to respond to the proposed dismissal action and to offer
information or arguments in support of the employee's position. Every effort
shall be made by management to assure that the employee has a full opportunity
during the conference to set forth any available information in opposition to
the recommendation to dismiss prior to the end of the conference. This
opportunity does not include the option to present witnesses.
(f) Following the conference, management
shall review and consider the response of the employee and reach a decision on
the proposed recommendation. If management's decision is to dismiss the
employee, a written letter of dismissal containing the specific reasons for
dismissal, the effective date of the dismissal and the employee's appeal rights
shall be issued to the employee in person or by certified mail, return receipt
requested, to the last known address of the employee. To minimize the risk of
dismissal upon erroneous information, and to allow time following the
conference for management to review all necessary information, the decision to
dismiss shall not be communicated to the employee in accordance with the
Sub-item, prior to the beginning of the next business day following the
conclusion of the pre-dismissal conference or after the end of the second
business day following the completion of the pre-dismissal
conference.
(g) The effective date
of a dismissal for unsatisfactory job performance shall be determined by
management. An employee with permanent status who is dismissed for
unsatisfactory job performance may, at management's discretion, be given up to
two weeks working notice of his dismissal. Instead of providing up to two weeks
working notice and at the discretion of management an employee may be given up
to two weeks pay in lieu of working notice. Such working notice or pay in lieu
of notice is applicable only to dismissal for unsatisfactory job performance.
The effective date of the dismissal shall not be earlier than the letter of
dismissal nor more than 14 calendar days after the notice of
dismissal.
Authority
G.S.
126-35;
126-36;
126-38; 150B, Article 3;
150B-23;
Eff. August 3, 1992;
Amended Eff. April 1,
2001; December 1, 1995;
Pursuant to
G.S.
150B-21.3A, rule is necessary without
substantive public interest Eff. August 20,
2016.