New York Codes, Rules and Regulations
Title 3 - BANKING
Legal Interpretations
LI 9 - Miscellaneous-Other
Section LI 9.3 - Transfer agents
Universal Citation: 3 NY Comp Codes Rules and Regs ยง LI 9.3
Current through Register Vol. 46, No. 12, March 20, 2024
It is the opinion of the department that a corporation organized under the Business Corporation Law may not act as transfer agent in this State.
DATED: November 6, 1976
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