New York Codes, Rules and Regulations
Title 3 - BANKING
Chapter III - SUPERINTENDENT'S REGULATIONS
Subchapter C - General Regulations-banking And Non-banking Organizations
Part 504 - Banking Division Transaction Monitoring and Filtering Program Requirements and Certifications
Section 504.4 - Annual Board Resolution or Senior Officer(s) Compliance Finding

To ensure compliance with the requirements of this Part, each Regulated Institution shall adopt and submit to the Superintendent a Board Resolution or Senior Officer(s) Compliance Finding in the form set forth in Attachment A by April 15th of each year. Each Regulated Institution shall maintain for examination by the Department all records, schedules and data supporting adoption of the Board Resolution or Senior Officer(s) Compliance Finding for a period of five years.