New York Codes, Rules and Regulations
Title 3 - BANKING
Chapter III - SUPERINTENDENT'S REGULATIONS
Subchapter B - NON-BANKING ORGANIZATIONS
Part 420 - Mortgage Loan Originators: Licensing; Education Requirements
- Section 420.1 - Mortgage loan originator license and revocation
- Section 420.2 - Exemptions
- Section 420.3 - Definitions
- Section 420.4 - Application procedure for initial license as an MLO
- Section 420.5 - Originating entities permitted to engage or contract with certain mortgage loan originators on an interim basis
- Section 420.6 - Notice of approval or denial of application; license; and internet listing
- Section 420.7 - Inactive status
- Section 420.8 - Suspension and termination of license
- Section 420.9 - Renewal of License
- Section 420.10 - Surrender of license
- Section 420.11 - Pre-licensing education requirement
- Section 420.12 - Approved education providers and courses
- Section 420.13 - Pre-license testing requirements
- Section 420.14 - Continuing educational requirements
- Section 420.15 - Surety bonds
- Section 420.16 - Reports; permissive challenges by licensee
- Section 420.17 - Calculation and collection of fees
- Section 420.18 - Duties of originating entity
- Section 420.19 - Duties of MLO
- Section 420.20 - Prohibited conduct
- Section 420.21 - Administrative action and penalties
- Section 420.22 - Effective date
Current through Register Vol. 46, No. 12, March 20, 2024
Statutory authority: Banking Law, Sections 39 and 44 and Article 12-D and Article 12-E
Disclaimer: These regulations may not be the most recent version. New York may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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