New York Codes, Rules and Regulations
Title 3 - BANKING
Chapter III - SUPERINTENDENT'S REGULATIONS
Subchapter B - NON-BANKING ORGANIZATIONS
Part 418 - Registration Requirements; Financial Responsibility Requirements
Section 418.4 - Application for registration

(a) General. Applications for registration shall be made in such form as may be prescribed by the Superintendent. Instructions for submission of applications are available on the Department's website as set forth in section 1.1 of Supervisory Policy G 1 and may also be obtained by written request to the Department, at the address set forth in section 1.1 of Supervisory Policy G 1 or the address set forth in Supervisory Procedure MB 109.

(b) Fee. A completed application must be accompanied by payment of a non-refundable application fee. The amount of such fee is $3,000, as provided in section 18-a of the Banking Law.

(c) Signature; Information required. The application for registration as an MLS shall be executed by the applicant under penalty of perjury and shall include the information and documents referred to in Supervisory Procedure MB 109 as well as any other information and documents as the Superintendent may require to assist in reviewing the application.

(d) Fingerprints. The applicant shall provide fingerprint cards and pay any related fees as specified in Supervisory Procedure MB 109 for such officers and other control Persons of the MLS as shall be required by the Superintendent.