New York Codes, Rules and Regulations
Title 3 - BANKING
Chapter III - SUPERINTENDENT'S REGULATIONS
Subchapter B - NON-BANKING ORGANIZATIONS
Part 405 - Premium Finance Agencies
Section 405.5 - Reports of arrests, indictments or convictions
Universal Citation: 3 NY Comp Codes Rules and Regs ยง 405.5
Current through Register Vol. 46, No. 12, March 20, 2024
Every licensee shall make a written report to the superintendent of any arrest, indictment or conviction of such licensee or of any member of a partnership licensee, or of any stockholder owning 20 percent or more of any class of the outstanding capital stock of a corporate licensee, or of any director or officer thereof, or of any party in interest of any other type of licensee, for any crime in any jurisdiction. Such report shall be made to the superintendent within 10 days after the occurrence of the event becomes known to the licensee.
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