New York Codes, Rules and Regulations
Title 3 - BANKING
Chapter I - GENERAL REGULATIONS OF THE SUPERINTENDENT
Part 114 - Supervision And Regulation Of Article Xii Investment Company Holding Companies And Their Subsidiaries For Purposes Of The European Union Financial Conglomerates Directive
- Section 114.1 - Purpose and scope
- Section 114.2 - Definitions
- Section 114.3 - Examination, supervision, regulation, and enforcement authority of the superintendent over investment company holding companies and their subsidiaries for purposes of the european union financial conglomerates directive
- Section 114.4 - Supervision agreements with financial conglomerates
- Section 114.5 - Limitations
Current through Register Vol. 46, No. 12, March 20, 2024
Statutory authority: Banking Law, §14, art. XII
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