New York Codes, Rules and Regulations
Title 3 - BANKING
Chapter I - GENERAL REGULATIONS OF THE SUPERINTENDENT
Part 11 - Insider Transactions
- Section 11.1 - Definitions
- Section 11.2 - Violations; unauthorized and unsafe banking practices
- Section 11.3 - Approval and disclosure of insider transactions
- Section 11.4 - Aggregation of insider transactions
- Section 11.5 - Information pertaining to insider transactions; files
- Section 11.6 - Discovery of insider relationship
- Section 11.7 - Knowledge of proposed insider transaction
- Section 11.8 - Action by executive or other committee of bank
- Section 11.9 - Compliance with other laws and regulations
Current through Register Vol. 45, No. 52, December 27, 2023
Statutory authority: Banking Law, §14
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