New York Codes, Rules and Regulations
Title 23 - FINANCIAL SERVICES
Chapter I - Regulations of the Superintendent of Financial Services
Part 2 - Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial Services
Section 2.5 - Subpoenas
Universal Citation: 23 NY Comp Codes Rules and Regs ยง 2.5
Current through Register Vol. 46, No. 12, March 20, 2024
(a) Subpoenas in connection with an adjudicatory proceeding may be issued by:
(1) the Superintendent,
(2) a Deputy Superintendent,
(3) the hearing officer assigned to hear the
matter, or
(4) any employee of the
Department authorized by the Superintendent to issue a subpoena in their
discretion at the request of any party to the proceeding.
(b) The party requesting the subpoena shall be responsible for serving the subpoena and payment of all required fees.
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