New York Codes, Rules and Regulations
Title 23 - FINANCIAL SERVICES
Chapter I - Regulations of the Superintendent of Financial Services
Part 2 - Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial Services
Section 2.4 - Representation
Universal Citation: 23 NY Comp Codes Rules and Regs ยง 2.4
Current through Register Vol. 46, No. 12, March 20, 2024
(a) Any party to an adjudicatory proceeding may be represented by an attorney.
(b) Provided that such individual is not currently suspended or debarred from practice before the Department:
(1) An individual may appear on the
individual's own behalf;
(2) A
member of a partnership may represent the partnership; or
(3) A duly authorized officer of a
corporation, trust or association may represent the corporation, trust or
association.
(c) An attorney or individual representing a party shall file a notice of appearance on a form prescribed by the Superintendent pursuant to Executive Law sections 166 and 168.
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