New York Codes, Rules and Regulations
Title 23 - FINANCIAL SERVICES
Chapter I - Regulations of the Superintendent of Financial Services
Part 2 - Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial Services
Section 2.1 - Applicability
Universal Citation: 23 NY Comp Codes Rules and Regs ยง 2.1
Current through Register Vol. 46, No. 12, March 20, 2024
(a) This Part applies to The New York State Department of Financial Services ("Department") adjudicatory proceedings, as defined in State Administrative Procedure Act section 102.3, commenced on or after the effective date of this Part or an applicable amendment thereto, except it shall not apply to:
(1) a rulemaking proceeding;
(2) an employee disciplinary action or other
personnel action pursuant to Civil Service Law article 5;
(3) a public hearing for the purpose of
acquiring information or evaluating an application or a transaction; or
(4) proceedings pursuant to
Insurance Law section
4308, which shall be governed by the
provisions of such section.
(b) Adjudicatory proceedings before the Department shall be conducted as provided by the Financial Services Law and the regulations promulgated there under and shall be in accordance and consistent with the procedures that apply under the State Administrative Procedure Act.
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