New York Codes, Rules and Regulations
Title 22 - JUDICIARY
Subtitle B - Courts
Chapter IV - Supreme Court
Subchapter D - Fourth Judicial Department
Article 1 - Appellate Division
Subarticle B - Special Rules
Part 1015 - Attorneys
Section 1015.16 - Examiners of reports of guardians, committees and conservators pursuant to article 81 of the Mental Hygiene Law
Universal Citation: 22 NY Comp Codes Rules and Regs ยง 1015.16
Current through Register Vol. 46, No. 39, September 25, 2024
(a) Appointment of court examiners.
(1) Appointment. On or
before September 1st of each year, the presiding justice shall appoint, for
each county within the Appellate Division, Fourth Department, examiners of the
reports of guardians, as well as the reports of committees and conservators
appointed prior to April 1, 1993.
(2) Eligibility.
(i) Only persons who have satisfied training
and education requirements approved by the presiding justice shall be appointed
as court examiners.
(ii) Court
examiners shall maintain compliance with Part 36 of this Title.
(b) Duties of court examiners.
(1) Generally. In
examining the report of a guardian, committee or conservator, the court
examiner shall ascertain whether a guardian, committee or conservator has
completed a timely and complete report as required by article 81 of the Mental
Hygiene Law; whether a guardian, committee or conservator has complied with the
order of appointment; and whether a guardian, committee or conservator has
satisfied the duties set forth in Mental Hygiene Law, section 81.20.
(2) Initial reports. With respect to an
initial report of a guardian, the court examiner shall file a report within 30
days of the filing of the guardian's report.
(3) Annual reports. With respect to an annual
report of a guardian, committee or conservator, the court examiner shall file a
report within 30 days of the filing of the report of the guardian, committee or
conservator.
(4) Filing
requirements.
(i) The court examiner shall
file the court examiner's report in the office of the clerk of the court that
appointed the guardian, committee or conservator, with proof of service of the
report on the guardian, committee or conservator.
(ii) Within 10 days of the filing of the
court examiner's report, the court examiner shall file a copy of the report
with the clerk of the Appellate Division, Fourth Department, together with
proof of the filing and service required by subparagraph (i) of this
paragraph.
(5) Untimely
and incomplete reports. In the event that a guardian, committee or conservator
fails to file a timely report or files an incomplete report, the court examiner
shall serve the guardian, committee or conservator with a demand for the report
and shall take such actions as are necessary to compel compliance, pursuant to
Mental Hygiene Law, section 81.32(c) and (d).
(6) Examination under oath. The court
examiner may examine a guardian, committee, conservator or other witness under
oath and reduce the testimony to writing.
(7) Forms. For court examiner reports, the
court examiner shall use forms designated by the Appellate Division, Fourth
Department.
(c) Compensation.
(1) Initial
reports. For the examination of an initial report, a court examiner is entitled
to a fee of $100 together with reimbursement for reasonable and necessary
disbursements.
(2) Annual reports.
For the examination of an annual report, a court examiner is entitled to
reimbursement for reasonable and necessary disbursements and a fee fixed
pursuant to the following fee schedule:
Closing balance of estate examined | Fee |
under $5,000 | $150 |
$5,001-$25,000 | $200 |
$25,001-$50,000 | $250 |
$50,001-$100,000 | $300 |
$100,001-$150,000 | $400 |
$150,001-$225,000 | $500 |
$225,001-$350,000 | $600 |
$350,001-$500,000 | $700 |
$500,001-$750,000 | $800 |
$750,001-$1,000,000 | $900 |
Over $1,000,000 | $1,000 |
(3) The fee shall be calculated on the net
value of the estate at the close of the calendar year for which the annual
report has been filed. Upon a showing of extraordinary circumstances, a fee in
excess of the fee fixed by the schedule may be awarded.
(4) An application for a fee for an estate
with a value of $5,000 or less shall be made by standard voucher and shall be
approved by the presiding justice or the designee of the presiding
justice.
(5) An application for a
fee for an estate with a value of more than $5,000 shall be set forth in the
report of the court examiner and shall be approved by order of the presiding
justice for payment by the estate. The court examiner shall serve a copy of the
order approving payment on the guardian, committee or conservator, and shall
file a copy of the order with the clerk of the court that appointed the
guardian.
(6) A guardian, committee
or conservator may apply to the presiding justice for review and
reconsideration of any fee on the ground of excessiveness. Such application
shall be in writing and shall be made within 20 days of service by the court
examiner of the order directing payment of the fee from the estate.
(d) Transition.
(1) The appointment of any court examiner,
appointed pursuant to former section
1022.32 of this Title, due to
expire on March 31, 2008, shall be continued to August 31, 2008.
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