New York Codes, Rules and Regulations
Title 22 - JUDICIARY
Subtitle A - JUDICIAL ADMINISTRATION
Chapter I - Standards and Administrative Policies
Subchapter C - Rules Of The Chief Administrator Of The Courts
Part 154 - Requests for Exemption From Public Disclosure of Client Information Under Public Officers Law Section 73-a
Section 154.6 - Initial Public Offerings
Universal Citation: 22 NY Comp Codes Rules and Regs ยง 154.6
Current through Register Vol. 46, No. 39, September 25, 2024
When a covered person, or his or her firm, has provided legal representation to a client with respect to an initial public offering, and federal law or regulations restrict the disclosure of information relating to such work, the covered person shall deliver electronically, in a manner set forth by OCA, a signed written statement, disclosing the identity of the client and the services relating to the initial public offering.
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