New York Codes, Rules and Regulations
Title 18 - DEPARTMENT OF SOCIAL SERVICES
Chapter II - Regulations of the Department of Social Services
Subchapter J - COMMISSION FOR THE BLIND AND VISUALLY HANDICAPPED
Part 727 - Confidential Nature Of Records Of The Commission For The Visually Handicapped
Section 727.3 - Basis for disclosure of information

Current through Register Vol. 46, No. 39, September 25, 2024

(a) Safeguards in disclosing information. Information shall be released to another agency or person only when the director of the commission for the visually handicapped or other persons furnishing such information have been assured that:

(1) the confidential character of the information will be maintained;

(2) the information will be used for the purposes for which it is made available, such purposes to be reasonably related to the administration of the vocational rehabilitation program and the functioning of the inquiring agency; and

(3) the information will not be used for commercial or political purposes.

(b) Disclosure of information. When the director of the commission for the visually handicapped or other persons authorized by him to disclose information feel that the provisions of subdivision (a) have been satisfied they may release the following information:

(1) Disclosure of medical information. The medical information supplied directly by a physician, dentist or nurse, as well as hospital or clinic reports shall be considered a confidential communication and shall be released to another agency only with the specific consent of the patient unless the patient is incompetent to give such consent.

(2) Disclosure of information released for placement purposes. Information shall be released to employers in connection with the placement of the client.

(3) Disclosure of information to agencies from which the client has requested services. Information shall be released to welfare agencies or programs from which the client has requested services under circumstances where his consent may be presumed.

(4) Disclosure of information for research purposes. Information shall be released to an organization or individual engaged in research only for purposes directly connected with the administration of the vocational rehabilitation program (including research for the development of new knowledge or techniques which would be useful in the administration of the program) and only if the organization or individual furnishes satisfactory assurance that the information will be used only for the purposes for which it is provided; that it will not be released to persons not connected with the study under consideration; and that the final product of the research will not reveal any information that may serve to identify any person about whom information has been obtained without written consent of such person and the director of the commission for the visually handicapped.

(5) Disclosure of information to applicants, clients or persons acting on their behalf. The case records shall not ordinarily be made available for examination by the applicant or client since it contains information secured from outside sources. However, particular extracts shall be furnished to them, or furnished to a person whom they designate, when the provision of such information would be beneficial to them. The case record, or any part of it, admitted as evidence in the hearing of an appeal shall be open to the applicant, the client or their representative.

(6) Disclosure of information to Federal, State or local officials.
(i) Information may be disclosed to any properly constituted authority. This includes a legislative body or committee upon proper legislative order, an administrative board charged with investigating or appraising the operation of programs and services for visually handicapped persons, law enforcement officers, grand juries, probation and parole officers and government auditors.

(ii) Information may be released to a selective service board when such information is necessary in order that the board may arrive at a valid determination regarding the visually handicapped individual's suitability for induction into the armed services.

(7) Disclosure of information upon subpoena by a court.
(i) When an applicant's or client's case record is subpoenaed by a court the director of the commission for the visually handicapped or a local rehabilitation agency acting on his behalf shall immediately consult its legal counsel before producing any record or revealing any information or giving any testimony.

(ii) In the event that the subpoena is for a purpose not directly related to the administration of the vocational rehabilitation program or the protection of such applicant or client, the commission or local rehabilitation agency shall plead, in support of its request to withhold information, that the Vocational Rehabilitation Act, the Social Services Law and the regulations of the State Department of Social Services prohibit disclosure of confidential information contained in case records. The commission or local rehabilitation agency will be governed by the final order of the court after this plea is made.

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