New York Codes, Rules and Regulations
Title 18 - DEPARTMENT OF SOCIAL SERVICES
Chapter II - Regulations of the Department of Social Services
Subchapter E - Medical Care
Article 3 - Policies and Standards Governing Provision of Medical and Dental Care
Part 505 - Charges For Professional Health Services
Section 505.6 - Ophthalmic services
Universal Citation: 18 NY Comp Codes Rules and Regs ยง 505.6
Current through Register Vol. 46, No. 39, September 25, 2024
(a) Definitions.
(1)
Qualified optometrist shall mean an optometrist who is
licensed and currently registered by the New York State Education Department
or, if in practice in another state, by the appropriate agency of that
state.
(2)
A qualified
dispenser shall mean an ophthalmic dispenser who is licensed and
currently registered by the New York State Department of Education or, if in
practice in another state by the appropriate agency of that state.
(3)
Low vision shall mean
20/70 or less in the best eye with best correction.
(b) General policy.
(1) Examinations for visual defects and/or
eye disease shall be provided to medical assistance recipients only as
necessary and as required by the individual's particular condition. For each
medical assistance patient reimbursement for examinations shall be limited to
once every two years unless otherwise justified as clinically
necessary.
(2) Except in unusual
circumstances, eyeglasses shall not be prescribed or provided for a person
unless the initial correction or change in correction is at least 1/2 diopter.
Any exception to this standard shall be clearly documented by the examining
practitioner and shall require prior approval of the local professional
director.
(3) Eyeglasses shall be
provided only on the basis of proper examination by and with a written
prescription of a licensed opthalmologist or optometrist. Eyeglasses shall not
normally require changing more frequently than every two years. Any exception
to this standard shall be justified as being clinically necessary.
(4) When dispensing eyeglasses, the
optometrist or opthalmic dispenser shall complete the following tasks:
(i) measure the interpupillary
distances;
(ii) determine the
proper bridge, eye and temple size;
(iii) determine the multi-focal
position;
(iv) assist the recipient
in frame selection; and
(v) supply
the recipient with a pair of eyeglasses which are fully assembled and
completed.
(5)
Fabrication of eyeglasses shall conform to the current American National
Standards Institute (ANSI) prescription requirements.
(6) The following standards shall be observed
in providing lenses and frames:
(i) All
lenses, frames and frame parts shall be guaranteed by the provider against
defects in manufacture or assembly.
(ii) Only first quality frames shall be
supplied. The dispenser shall be responsible for any needed replacement or
repairs that are due to defects in quality of material or
workmanship.
(iii) Cost of frames
provided shall not exceed the maximum amount approved by the NYS Director of
the Budget, except, that for clinical reasons documented by the prescribing
ophthalmologist or optometrist, more expensive frames may be approved for an
individual. However, where such an exception is made, prior approval by the
local professional director shall be required.
(iv) No extra charge shall be made by a
dispenser of eyeglasses for future fittings and adjustments if he/she has
dispensed the eyeglasses.
(7) Provision of two pairs of eyeglasses, one
pair for distance and one for near vision shall not be made unless the need for
such pairs shall be substantiated by the patient's particular needs, such as
proven inability to tolerate bifocals, the unusual nature of the patient's
correction, physical ailments, and other conditions which make provision of
bifocals inadvisable. Two pairs of eyeglasses shall not be provided merely as
an alternative to satisfy an unjustifiable preference on the part of the
patient, for personal convenience or for cosmetic purposes.
(8) For each medical assistance patient
examined, a proper record must be maintained by the service provider(s) and, if
applicable to the service provided, must include the following information:
(i) examination findings;
(ii) visual field charts;
(iii) orthoptic evaluation records;
(iv) tonometric pressure;
(v) contact lens records;
(vi) fitting measurements; and
(vii) identifying lens and frame
specifications.
A record of the prescription must be maintained by the prescriber in the patient's file.
(9) An eye examination provided by a
qualified optometrist to be accepted as the basis for prescription for
eyeglasses to be reimbursable under medical assistance program shall include,
as a minimum, the following components:
(i)
case history;
(ii) internal and
external eye examination;
(iii)
vision correction;
(a) objective;
(b) subjective (distance and near);
(iv) binocular coordination
testing (distance and near);
(v)
gross visual fields by confrontation;
(vi) tonometry for patients age 35 and over
and for others where indicated.
(10) A complete examination by an
ophthalmologist shall include the minimal components listed in paragraph (9) of
this subdivision and any additional study and medical evaluation including the
use of drugs, necessary to arrive at a medical diagnosis.
(11) Optometrists may perform low vision
examinations only after passing a qualifying examination in low vision given by
the New York State Optometric Association. Prior approval shall not be required
for a low vision examination when performed by a licensed ophthalmologist or
qualified optometrist.
(12) State
reimbursement or payment shall not be available for a low vision examination
when such examination is included in and part of any other eye examination
and/or eye refraction provided by a practitioner to an individual
patient.
(13)
(i) Provision of orthoptic training requires
prior approval of the local professional director. No such approval shall
exceed six months. If the need for orthoptic training exceeds this six-month
period, it is necessary to reapply for prior approval and supply information
which details the progress made, the anticipated treatment plan and the
prognosis.
(ii) Orthoptic training
shall be provided only by a licensed ophthalmologist, a qualified orthoptic
technician under the direct supervision of a licensed ophthalmologist or by a
qualified optometrist.
(14) Artificial eyes require the
recommendation of a licensed opthalmologist and shall require approval by the
local professional director.
(15)
Contact lenses shall be supplied only for the treatment of ocular pathology and
shall require the written recommendation or prescription of a licensed
opthalmologist. Prior approval by the local professional director shall be
required for all contact lens services.
(c) Authorization for supplies.
(1) The identification card issued to persons
eligible for medical assistance shall constitute full authorization for
providing the following services and supplies and no special or prior approval
shall be required:
(i) single vision or
multi-focal lenses as required by the patient's need and conditions;
(ii) case hardened lenses, except as provided
in subparagraph (2)(ii) of this subdivision;
(iii) frames with a wholesale cost of not
more than the maximum amount approved by the New York State Director of the
Budget.
(2) Prior
approval of the local professional director shall be required for the following
supplies:
(i) tinted lenses;
(ii) case hardened lenses for purposes of
industrial safety;
(iii) contact
lenses. These lenses are to be provided for ocular pathology only and must be
recommended by a licensed ophthalmologist;
(iv) frames with a wholesale cost in excess
of the maximum amount approved by the New York State Director of the
Budget;
(v) low vision aids costing
in excess of $100;
(vi) visual
rehabilitation;
(vii) eyeglasses
when the initial correction or change correction is less than 1/2
diopter;
(viii) single vision; over
standard chart thickness lenses; standard chart thickness shall be that as
defined by the American National Standards Institute;
(ix) artificial eye services; and
(x) orthoptic training for which prior
approval will be granted for periods of up to six months in duration.
(d) Basis of payment.
Reimbursement and payment for ophthalmic supplies and services shall not exceed the fees contained in the current New York State Fee Schedule for ophthalmic supplies and services approved by the New York State Budget Director as set forth in section 537.3 of this Subchapter.
(e) Acquisition of supplies.
(1) The department will
purchase from the Department of Correctional Services all eyeglass lenses and
frames to be furnished under the medical assistance (MA) program to recipients
of MA and the Department of Correctional Services will assume full
responsibility for the provision of such eyeglass lenses and frames to
optometrists, qualified dispensers, and retail optical establishments for
dispensing to recipients of MA in accordance with the provisions of this
subdivision.
(2) Prior to the
Department of Correctional Services' assumption of responsibility for providing
such eyeglass lenses and frames, the Department of Correctional Services will
enter into an agreement with the department for the acquisition of eyeglass
lenses and frames by the department and for distribution of such eyeglass
lenses and frames by the Department of Correctional Services to enrolled
optometrists, qualified dispensers, and retail optical establishments. Such
agreement will provide for the prompt provision of ordered supplies, assure
that the supplies provided meet appropriate fabrication requirements and
standards, and contain such other provisions as the department and the
Department of Correctional Services deem appropriate for the efficient and
effective distribution of such materials. For purposes of this subdivision, the
Department of Correctional Services will guarantee lenses, frames, and frame
parts against defects in manufacture or assembly and will be responsible for
any needed replacements or repairs that are due to defects in quality of
material or workmanship.
(3) On and
after the dates specified below, optometrists, qualified dispensers, and retail
optical establishments must obtain from the Department of Correctional Services
all eyeglass lenses and frames to be dispensed under the MA program to
recipients of MA, who have received their authorizations for MA from the
following specified social services districts:
(i) Albany County: | July 1, 1994; |
(ii) Allegany County: | October 31, 1994; |
(iii) Broome County: | April 1, 1993; |
(iv) Cattaraugus County: | October 31, 1994: |
(v) Cayuga County: | July 1, 1994; |
(vi) Chautauqua: | October 31, 1994; |
(vii) Chemung County: | October 31, 1994; |
(viii) Chenango County: | July 1, 1994; |
(ix) Clinton County: | July 1, 1994; |
(x) Columbia County: | July 1, 1994; |
(xi) Cortland County: | July 1, 1994; |
(xii) Delaware County: | April 1, 1993; |
(xiii) Dutchess County: | January 15, 1994; |
(xiv) Erie County: | October 31, 1994; |
(xv) Essex County: | July 1, 1994; |
(xvi) Franklin County: | July 1, 1994; |
(xvii) Fulton County: | July 1, 1994; |
(xviii) Genesee County: | January 15, 1994; |
(xix) Greene County: | July 1, 1994; |
(xx) Hamilton County: | July 1, 1994; |
(xxi) Herkimer County: | July 1, 1994; |
(xxii) Jefferson County: | July 1, 1994; |
(xxiii) Lewis County: | July 1, 1994; |
(xxiv) Livingston County: | January 15, 1994; |
(xxv) Madison County: | July 1, 1994; |
(xxvi) Monroe County: | January 15, 1994; |
(xxvii) Montgomery County: | July 1, 1994; |
(xxviii)Nassau County: | October 31, 1994; |
(xxix) Niagara County: | October 31, 1994; |
(xxx) Oneida County: | July 1, 1994; |
(xxxi) Onondaga County: | July 1, 1994; |
(xxxii) Ontario County: | January 15, 1994; |
(xxxiii) Orange County: | April 1, 1993; |
(xxxiv) Orleans County: | January 15, 1994; |
(xxxv) Oswego County: | July 1, 1994; |
(xxxvi) Otsego County: | July 1, 1994; |
(xxxvii) Putnam County: | January 15, 1994; |
(xxxviii) Rensselaer County: | July 1, 1994; |
(xxxix) Rockland County: | January 15, 1994; |
(xl) St. Lawrence County: | July 1, 1994; |
(xli) Saratoga County: | July 1, 1994; |
(xlii) Schenectady County: | July 1, 1994; |
(xliii) Schoharie County: | July 1, 1994; |
(xliv) Schuyler County: | October 31, 1994; |
(xlv) Seneca County: | October 31, 1994; |
(xlvi) Steuban County: | October 31, 1994; |
(xlvii) Suffolk County: | October 31, 1994; |
(xlviii) Sullivan County: | April 1, 1993; |
(xlix) Tioga County: | April 1, 1993; |
(l) Tompkins County: | July 1, 1994; |
(li) Ulster County; | April 1, 1993; |
(lii) Warren County: | July 1, 1994; |
(liii) Washington County: | July 1, 1994; |
(liv) Wayne County: | January 15, 1995; |
(lv) Westchester County: | July 1, 1994; and |
(lvi) Wyoming County: | October 31, 1994; and |
(lvii) Yates County: | October 31, 1994; and |
(4)
(i)
Optometrists, qualified dispensers and retail optical establishments rendering
supplies to recipients of MA, who have received their authorizations from the
above- specified social services districts, must not submit claims for any
eyeglass lenses or frames provided on or after the date specified for such
district. However, such providers will continue to submit claims to the
department for other optical care and services rendered on and after the date
specified for each such district.
(ii) The Department of Correctional Services
will submit claims to the department for the eyeglass lenses and frames
furnished to such providers for dispensing to recipients of MA, who have
received their authorizations from the above-specified social services
districts, on and after the date specified for each such district.
(5) This subdivision will be
effective only if Federal financial participation is available for services
provided hereunder to recipients of MA in federally participating categories of
assistance.
(6) Optometrists,
qualified dispensers and retail optical establishments rendering supplies to
recipients of MA, who have received their authorizations from the
above-specified social services districts, may obtain eyeglass lenses and
frames from qualified sources other than the Department of Correctional
Services upon written approval by the department. Such written approval may be
granted in circumstances where the department determines that the Department of
Correctional Services cannot perform its obligations under its agreement with
the department.
(7) The provisions
of this subdivision do not apply to eyeglass lenses and frames provided to
recipients of MA who:
(i) are enrolled in
managed care programs which receive payment from the MA program on a capitation
basis and which include eyeglass lenses and frames as a contract benefit for
enrollees; or
(ii) receive eyeglass
lenses and frames through clinics which include eyeglass lenses and frames in
their MA rates.
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