New York Codes, Rules and Regulations
Title 14 - DEPARTMENT OF MENTAL HYGIENE
Chapter XXI - OFFICE OF ALCOHOLISM AND SUBSTANCE ABUSE SERVICES
Part 810 - Establishment, Incorporation and Certification Of Providers of Substance Use Disorder Services
Section 810.12 - Criteria and procedures for approval of management contracts
Universal Citation: 14 NY Comp Codes Rules and Regs ยง 810.12
Current through Register Vol. 46, No. 39, September 25, 2024
(a) When a governing authority initially contracts, or renews a contract, with a separate organization to manage or operate some or all of the Office certified services, including the management of clinical services or the employment of managerial or clinical staff, the following requirements shall be met:
(1) The governing authority shall show that a
proposed management contractor is a New York State corporation incorporated
under the Business Corporation Law or the Not-for-Profit Corporation Law as
applicable, and approved as a provider of addiction services by the
Office.
(2) The governing authority
shall show:
(i) the necessity for the
contract;
(ii) the absence of
feasible alternatives to the contract; and
(iii) that the proposed contractor has
successfully performed similar services in the past.
(3) Each proposed contract shall be submitted
to the Office and shall not be effective until the Office has approved it in
writing. Each contract shall:
(i) be dated and
signed by the authorized representatives of the governing authority and the
contractor;
(ii) specify each
party's responsibilities, objectives, functions, financial arrangements and
charges;
(iii) require compliance
with all provisions of law governing such contacts, including this Title and
the provisions of part 2 of title 42 of the Code of Federal
Regulations;
(iv) specify the
powers delegated to the contractor by the governing authority consistent with
budgetary limitations set by the governing authority;
(v) specify that powers not specifically
provided to the contractor remain with the governing authority;
(vi) specify the term of the contract, the
provisions governing renewal, and the provisions governing termination prior to
expiration;
(vii) require the
contractor to provide all information required by the Office and to cooperate
with the Office in carrying out inspections and investigations;
(viii) include the following language:
"Notwithstanding any other provision in this contract, the governing authority
remains responsible for ensuring that any service provided pursuant to this
contract complies with all pertinent provisions of Federal, State and local
statutes, rules and regulations";
(ix) retain in the governing authority the
authority to remove any person working in the facility or unit regardless of
employer or regardless of change in employment status;
(x) state the terms by which the contractor
may hire and discharge persons working in the facility or unit; such terms to
include, but not be limited to compliance with the provisions of Part 805 of
this Title; and
(xi) require the
principal administrators of the management contractor, and any employees of
such contractor who will have the potential for, or may be permitted, regular
and substantial unsupervised or unrestricted physical contact with the clients
in the program, to complete a criminal history information review pursuant to
Part 805 of this Title.
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