New York Codes, Rules and Regulations
Title 14 - DEPARTMENT OF MENTAL HYGIENE
Chapter XIV - Office for People With Developmental Disabilities
Part 633 - Protection of Individuals Receiving Services in Facilities and Services Operated and/or Certified by OPWDD
Section 633.7 - Conduct of employees, volunteers, family care providers and custodians
Universal Citation: 14 NY Comp Codes Rules and Regs § 633.7
Current through Register Vol. 46, No. 52, December 24, 2024
(a) Principles of compliance.
(1)
Every agency/facility or sponsoring agency shall have policies/procedures that
address the conduct of employees, volunteers and family care providers while
functioning in a work- related capacity.
(2) At a minimum, employees, volunteers and
family care providers shall be advised of the following:
(i) Employees and volunteers shall not
distribute, sell, possess, purchase or consume illegal substances or alcohol
while at the workplace or while performing in a work-related capacity. However,
the consumption of alcohol on special occasions shall be permitted with the
prior written permission of the program administrator. Family care providers
shall not distribute, sell, possess, purchase or use illegal
substances.
(ii) Employees and
volunteers shall not come to work, or work, if their ability to perform their
job is impaired due to the use of alcohol, a controlled substance, an illegal
substance or a prescribed medication. Family care providers shall make
alternative care arrangements.
(iii) Individuals receiving services at the
facility shall not carry out the duties of employees, unless such tasks are
described in his or her plan of services by the program planning team for the
purpose of increasing the person's skills.
(iv) Individuals receiving services at the
facility shall not be subject to inappropriate exposure to firearms or other
weapons in or on the grounds of a facility. There shall be policies/procedures
governing the presence and safekeeping of firearms or other weapons in the
facility or on the grounds. Nothing in this subdivision shall preclude a person
from pursuing the opportunity to receive certification of successful completion
of a hunter safety course for a specified firearm or weapon, and the subsequent
appropriate use of such firearm or other weapon.
(v) There shall be no personal financial
transactions between employees, volunteers or family care providers and persons
receiving services which may be construed as exploitation of that person or
result in greater benefit to the employee, volunteer or family care provider
than to the person.
(vi) Employees,
volunteers and family care providers shall treat all client information about
the person being served as confidential and utilize such information in a
professional manner at all times. To the extent employees, volunteers or family
care providers obtain HIV-related information concerning a person, such
information shall be maintained in confidence as required by 10 NYCRR Part 63
and the provisions of section
633.19 of this Part.
(3) The agency/facility or
sponsoring agency shall take appropriate action in the event that misconduct
occurs relative to paragraph (2) of this subdivision.
(b) Standards of certification.
(1) There are written policies/procedures
addressing the conduct of employees and volunteers.
(2) OPWDD shall verify that employees and
volunteers have been advised of conduct requirements while functioning in a
work-related capacity.
(3) There is
documentation that family care providers have been advised of conduct
expectations in writing by the sponsoring agency.
(c) Requirements concerning the code of conduct adopted by the Justice Center for People with Special Needs (Justice Center).
(1) Applicability. The
requirements of this subdivision are applicable to facilities and programs
certified or operated by OPWDD.
(i) The agency
operating the facility or program is responsible for assuring compliance with
the requirements of this subdivision.
(ii) The sponsoring agency is responsible for
compliance concerning family care homes.
(2) Pursuant to section
554 of the
Executive Law, the Justice Center shall adopt a code of conduct for custodians
with regular and direct contact with individuals receiving services from such
facilities or programs. Such code of conduct governs the conduct of such
custodians with respect to the safety, dignity and welfare of vulnerable
persons to whom they provide care.
(3) For the purposes of this section only,
the definition of custodian is: A party that meets one of the
following criteria:
(i) a director, operator,
employee or volunteer of a facility or program which is certified or operated
by OPWDD; or
(ii) a consultant or
an employee or volunteer of a corporation, partnership, organization or
governmental entity which provides goods or services to such facility or
program pursuant to contract or other arrangement that permits such party to
have regular and substantial contact with individuals receiving services from
the facility or program; or
(iii) a
family care provider; or
(iv) a
family care respite/substitute provider.
(4) New custodians of the facility or program
with regular and direct contact must read and sign the code of conduct at the
time of employment or affiliation.
(5) All custodians with regular and direct
contact must read and sign the code of conduct adopted by the Justice Center on
at least an annual basis.
(6) Note
that the Justice Center may amend the code of conduct as appropriate.
(7) Pursuant to section
554 of the
Executive Law, the Justice Center shall establish a process which provides for
the enforcement of the code of conduct consistent with appropriate collective
bargaining agreements. The agency or sponsoring agency shall enforce the code
of conduct in accordance with the process established by the Justice
Center.
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