New York Codes, Rules and Regulations
Title 14 - DEPARTMENT OF MENTAL HYGIENE
Chapter XIV - Office for People With Developmental Disabilities
Part 629 - Eligibility for Services
Section 629.1 - Eligibility Determination Process
Universal Citation: 14 NY Comp Codes Rules and Regs ยง 629.1
Current through Register Vol. 46, No. 39, September 25, 2024
(a) Applicability. OPWDD will determine whether individuals are eligible for OPWDD operated, certified, funded and/or authorized services (hereinafter "services")
(b) General Eligibility Provisions
(1) Eligibility is determined by the
application of consistent criteria based on the definition of developmental
disability established in Mental Hygiene Law (MHL) section
1.03(22).
(2) Provisional Eligibility
(i) Provisional eligibility may be determined
in children, up to the age of seven, who manifest substantial delays, with or
without specific congenital or acquired conditions that result in a high
probability of a developmental disability if services are not provided, and
whose condition and/or functioning may improve significantly over time, as a
result of treatments and services. They must also be a New York State resident
or intend to reside in New York State at the time that services are
delivered.
(ii) Provisionally
eligible children who reach their 7th birthday cannot be authorized for
additional services until a final eligibility determination has been made by
OPWDD, except in extraordinary circumstances upon the approval of the
Commissioner or their designee.
(iii) Provisional eligibility must be
redetermined by a child's 8th birthday. Children 7 years and older seeking
OPWDD services must meet full OPWDD eligibility criteria.
(3) OPWDD may review or re-review an
individual's eligibility at any time. Applicants determined ineligible may
reapply for services upon receipt of new or differing information that supports
eligibility at any time.
(4)
OPWDD, through its Developmental Disabilities Regional Office (DDRO), is
responsible for determining whether a person is eligible for OPWDD services. A
Three-Step process, as described herein, is used by OPWDD to make an
eligibility determination of developmental disability.
(5) A determination that a person is eligible
to receive OPWDD services based on the individual meeting the criteria for a
developmental disability does not mean the person is automatically eligible for
all OPWDD services, as some OPWDD services have additional eligibility
criteria.
(c) Eligibility Determination Process
(1) Eligibility
Request.
(i) A request for eligibility in a
form and format specified by OPWDD must accompany all requests submitted to the
DDRO for eligibility determinations. The request for eligibility includes the
name of the person, the name of the person's representative, and relevant
contact information. The request for eligibility also includes documentation of
the person's developmental disability including information related to
condition/diagnosis, standardized intelligence testing, standardized measures
of adaptive functioning, information related to history and presence of
disability prior to age 22, a full report of all contemporary diagnoses or
classifications of health, physical, developmental, or psychiatric conditions
that are relevant to the determination of eligibility, and other information
that may be requested by OPWDD.
(2) 1st Step Review.
(i) DDRO staff review the eligibility request
for completeness and share the information with staff designated by the
Director, as necessary. After this review, the DDRO notifies the person in
writing that:
(a) Eligibility or provisional
eligibility has been determined; or
(b) The request requires additional
documentation; or
(c) The request
has been forwarded for a 2nd Step Review.
(3) 2nd Step Review.
(i) DDRO clinicians designated by the DDRO
Director conduct a 2nd Step Review of the eligibility request forwarded by the
1st Step Review, along with any additional documentation provided by the
person. If these clinicians require additional information, the person is
notified in writing of the type of information needed and the date by which it
must be submitted to the DDRO.
(ii)
Following the 2nd Step Review, the DDRO provides the individual with written
notification of its determination. If the person is found ineligible for OPWDD
services because he or she does not meet the criteria for a developmental
disability, as defined in MHL Section
1.03(22) and
associated guidelines, the letter shall offer the person and his or her
representative the opportunity to:
(a) Meet
with DDRO staff to discuss the determination and documentation reviewed; and/or
(b) Request a 3rd Step Review;
and/or
(c) Request a Medicaid Fair
Hearing in cases where Medicaid funded services are sought.
(iii) A Notice of Decision informing the
person of his or her right to request a Medicaid fair hearing is sent only when
the request for services indicates that the person is interested in receiving
Medicaid funded services if determined eligible. If the person has not
indicated Medicaid funded services, no fair hearing is required and the
decision of the DDRO is final.
(iv) If a fair hearing is requested, a 3rd
Step Review will automatically be conducted.
(4) 3rd Step Review.
(i) 3rd Step Eligibility Determination
Committee conducts the 3rd Step Reviews. Committee members include licensed
practitioners who are not directly involved in the determinations made at the
1st and 2nd Step Reviews. The Committee reviews the submitted eligibility
request and any additional documentation provided by or on behalf of the per
son. The Committee forwards its recommendations to the DDRO. The DDRO considers
the 3rd Step recommendations and informs the person of any change in the DDRO's
determination. 3rd Step Reviews will be made prior to any fair hearing
date
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