New York Codes, Rules and Regulations
Title 14 - DEPARTMENT OF MENTAL HYGIENE
Chapter XIII - Office of Mental Health
Part 513 - Limits On Administrative Expenses And Executive Compensation
Section 513.7 - Reporting

(a) Reporting by covered providers. Beginning after the effective date of this regulation, covered providers shall submit a completed E.O. No. 38 disclosure form for each covered reporting period. Such form shall be submitted no later than 180 calendar days following the reporting period, unless otherwise authorized. Such form shall be submitted in the manner and form specified by the office or its designee. Covered providers shall further provide the information requested in that form, and any other information requested, upon the request of the office or its designee at any time during the term of or prior to the execution of any contract or agreement with such provider.

(b) Covered providers receiving State funds or State-authorized payments from county or local government or an entity contracting on its behalf must report directly to the office as required by this section. The county or local government or the entity contracting on its behalf shall advise such covered providers of their obligation to report directly to the office under this section, but shall not be responsible for receiving or forwarding such reports to the office.

(c) Failure to report. A covered provider's failure to submit a completed E.O. No. 38 disclosure form, or to provide additional or clarifying information at the request of the office or its designee, may result in the termination or non-renewal of a contract or agreement for State funds or State-authorized payments.