New York Codes, Rules and Regulations
Title 13 - DEPARTMENT OF LAW
Chapter IV - INTRASTATE FINANCING
Part 80 - INTRASTATE FINANCING
Section 80.8 - Specialized offerings
Universal Citation: 13 NY Comp Codes Rules and Regs ยง 80.8
Current through Register Vol. 46, No. 39, September 25, 2024
In the case of a specialized offering such as a community offering, rights offering, employees' stock purchase plan, investment club or other special type of offering, upon application by the issuer to the Department of Law for exemption from or modification of the prospectus requirements, the Attorney-General may grant said application on finding that such action is not inconsistent with the public interest or the protection of investors.
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