New York Codes, Rules and Regulations
Title 13 - DEPARTMENT OF LAW
Chapter IV - INTRASTATE FINANCING
Part 80 - INTRASTATE FINANCING
Section 80.7 - Offerings to a promoter group
Universal Citation: 13 NY Comp Codes Rules and Regs ยง 80.7
Current through Register Vol. 45, No. 52, December 27, 2023
In lieu of the prospectus called for by the New York Intrastate Financing Act, an issuer proposing an offering to a promoter group, as same is defined in these regulations, or the spouses or sons and daughters of the promoters, for front money or otherwise, may submit to the Department of Law an application for exemption from the prospectus requirements and the Attorney-General may grant said application on finding that such action is not inconsistent with the public interest or the protection of investors.
Amended New York State Register July 3, 2018/Volume XL, Issue 27, eff. 7/3/2018
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