New York Codes, Rules and Regulations
Title 13 - DEPARTMENT OF LAW
Chapter II - SECURITIES TRANSACTIONS AND PERSONNEL
Subchapter A - SECURITIES-GENERAL
Part 12 - SECURITY TAKEOVER DISCLOSURE RULES
Section 12.7 - Fees
Universal Citation: 13 NY Comp Codes Rules and Regs ยง 12.7
Current through Register Vol. 46, No. 12, March 20, 2024
(a) The bureau shall collect the following fees for the filing of each registration statement:
(1) $500 for every registration statement
where the maximum consideration payable by the offeror for the securities which
are the subject of the takeover bid is less than $250,000;
(2) $1,000 where the minimum consideration is
$250,000 and where the maximum consideration is less than $1,000,000;
and
(3) $2,500 where the
consideration is $1,000,000 or more.
(b) The fees set forth in this section shall be paid upon the initial filing of the registration statement with the bureau and shall not be refundable.
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