New York Codes, Rules and Regulations
Title 13 - DEPARTMENT OF LAW
Chapter II - SECURITIES TRANSACTIONS AND PERSONNEL
Subchapter A - SECURITIES-GENERAL
Part 10 - BROKERS, DEALERS AND SALESPERSONS
Section 10.9 - Filing time limit
Universal Citation: 13 NY Comp Codes Rules and Regs ยง 10.9
Current through Register Vol. 46, No. 12, March 20, 2024
The information required by sections 10.3, 10.4 and 10.6 of this Part shall be filed no later than 30 days after the change in circumstances has occurred.
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