New York Codes, Rules and Regulations
Title 11 - INSURANCE
Chapter XIX - Privacy Of Consumer Financial and health Information
Part 420 - Privacy Of Consumer Financial And Health Information
Exceptions to Limits on Disclosure of Financial Information
Section 420.14 - Exceptions to notice and opt out requirements for disclosure of nonpublic personal financial information for processing and servicing transactions
Current through Register Vol. 46, No. 39, September 25, 2024
(a) Exceptions for processing transactions at consumer's request. The requirements for initial notice to the consumer in section 420.4(a)(2) of this Part, and the opt out provisions in sections 420.7 and 420.10 of this Part and their application to service providers and joint marketing as described in section 420.13 of this Part, do not apply if the licensee discloses nonpublic personal financial information as necessary to effect, administer, or enforce a transaction that a consumer requests or authorizes, or in connection with:
(b) Necessary to effect, administer, or enforce a transaction means that the disclosure is: