New York Codes, Rules and Regulations
Title 11 - INSURANCE
Chapter II - Agents, Brokers And Adjusters
Part 29 - Special Prohibitions
Section 29.6 - Exhibit

Universal Citation: 11 NY Comp Codes Rules and Regs ยง 29.6

Current through Register Vol. 46, No. 12, March 20, 2024

(a) The form in subdivision (b) of this section is hereby approved for use as specified in this Part.

(b) The form in Exhibit B of this section is hereby approved for used as specified in this Part. Any licensee may request the return of disclosure statements heretofore or hereafter filed with the Insurance Department on the repealed form, provided such request is made in writing to the Licensing Services Bureau at the Albany office of the Insurance Department and is accompanied by a self-addressed, postage paid envelope suitable for the return of such disclosure statements.

EXHIBIT B

Governmental Insurance Disclosure Statement

For Use On And After December 31, 1979.

Pursuant to 11 NYCRR 29.5 (Regulation 87), the undersigned hereby affirms, under the penalties of perjury, that the statements made hereinafter are true.

Filed by: Name:

Address:

1. Name of governmental unit which ordered insurance services and/or coverages:

2. Name and office address, including county, of person who placed the order for insurance services or coverages:

3. Will you share any fees or commissions received on account of business listed in item 1 with any other licensee(s) or other person(s), directly or indirectly?

Yes [ ] No [ ]

4. Are you a public officer or party officer?

Yes [ ] No [ ]

If you answered NO to items 3 and 4 you are not required to answer items 5 through 10. You must sign and date the form where indicated and mail it to the address indicated below.

If you answered YES to items 3 or 4 you are required to complete the remaining applicable items and you must sign and date the form where indicated and mail it to the address indicated below.

5. Names and addresses of licensees or others to whom you paid fees and/or commissions:

6. The dollar amount you paid to each licensee or other person:

7. The services rendered by the persons listed in item 5, for which a share of commissions was paid:

8. Schedule of coverages placed on account of which fees or commissions were paid to the persons listed in item 5:

Name of Insurer Policy Number

9. Services rendered on account of which fees were paid to the persons listed in item 5.

10. What public office or party office do you hold?

Date:________

Signature

Type name of person whose signature appears above:

Mail the original disclosure statement to:

New York State Insurance Department

Licensing Services Bureau

One Commerce Plaza

Albany, NY 12257

Mail a copy of the disclosure statement to the most senior official of the governmental unit which ordered the insurance services or coverages listed thereon.

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