Current through Register Vol. 35, No. 18, September 24, 2024
A. Sales factor:
Sales other than sales of tangible personal property in this state: General
rules:
(1) Definitions. For the purposes of
this Section (3.5.18.9 NMAC) these terms have the following meanings:
(a)
"Billing address" means the
primary mailing address relating to a customer's account as of the time of the
transaction as kept in good faith in the normal course of business and not for
tax avoidance purposes.
(b)
"Business customer" means a customer that is a business or
organization operating in any form and generally includes customers other than
individual customers.
(c)
"Customer" means the person with which the taxpayer has a contract
for the transaction, regardless of who pays for or may benefit from the
transaction.
(d)
"IRC"
means the Internal Revenue Code as currently written and subsequently
amended.
(e)
"Individual
customer" means a customer that is a natural person.
(f)
"Intangible property" means
property that is not physical or whose representation by physical means is
merely incidental.
(g)
"Place
of order" means the physical location from which a customer places an
order resulting in a contract with the taxpayer.
(h)
"Population" means the most
recent population data maintained by the U.S. census bureau for the year in
question as of the close of the taxable period.
(i)
"Related party" means any
person who may exercise control of the taxpayer, or is generally controlled by
the taxpayer, directly or indirectly, whether through ownership or
agreement.
(j)
"Sale"
in the context of Section
7-4-18
NMSA 1978 means a transaction described in that section, including a lease or
license and depending on the context also means the receipts from that
transaction.
(k)
"Source" means, in general, attributing a sale to a state using
the rules under Section
7-4-18
NMSA, 1978 and this regulation.
(l)
"State or location where a contract of sale is principally managed by the
customer" means the primary location from which a customer's employee or
agent interacts with the taxpayer and oversees the taxpayer's activities under
the contract.
(m)
"Use" means use for the intended purpose of the intangible
property.
(2)
Hierarchical rules: Where a hierarchical rule applies under this regulation, a
taxpayer must make a reasonable effort to apply each rule, in order, before
defaulting to any subsequent rule.
(3) Rules of reasonable approximation as
provided for in Subsection B of Section
7-4-18
NMSA 1978. This regulation includes various rules of reasonable approximation
for determining when a sale should be included in the New Mexico sales factor
numerator. These rules apply when the proper inclusion of sales in sales factor
numerator cannot be determined. The method of reasonable approximation should
make use of reliable information and be applied consistently.
(4) Exclusion of sales from the sales factor:
As provided in Subsection C of Section
7-4-18
NMSA 1978, sales should be excluded from the sales factor if:
(a) using the same rules applicable under
Subsection A of Section
7-4-19
NMSA 1978 or a method of reasonable approximation under Subsection B of Section
7-4-18
NMSA 1978 used by the taxpayer to determine if sales are included in the New
Mexico sales factor numerator, the sales would be sourced to a state in which
the taxpayer is not taxable, as defined under Section
7-4-4
NMSA 1978 and applicable regulations; or
(b) the taxpayer is unable to determine where
sales are sourced under Subsection A of Section
7-4-18
NMSA 1978 or a proper method of reasonable approximation under Subsection B of
Section
7-4-18
NMSA 1978.
(5)
Related-party transactions - Information imputed from customer to taxpayer.
Where a taxpayer has receipts subject to this Section (3.5.18.9 NMAC) from
transactions with a related-party customer, any information necessary to apply
the rules under Subsection A Section
7-4-18
NMSA 1978 will be imputed to the taxpayer and the taxpayer may not use a rule
of reasonable approximation to determine if those sales should be included in
the New Mexico sales factor numerator or should be excluded from the sales
factor under Subsection C Section
7-4-18
NMSA 1978.
(6) No limitation on
Section
7-4-19
NMSA 1978. Nothing in this regulation limits the authority granted to the
department under Section
7-4-19
NMSA 1978. Regulations adopted pursuant to Section
7-4-19
NMSA 1978 control to the extent they conflict with provisions of this
regulation.
B. Sale,
rental, lease or license of real property. In the case of a sale, rental, lease
or license of real property, the receipts from the sale are in New Mexico if
and to the extent that the property is in New Mexico.
C. Rental, lease or license of tangible
personal property: In the case of a rental, lease or license of tangible
personal property, the receipts are from the sale of tangible personal property
in New Mexico if and to the extent that the tangible personal property is
located in New Mexico. If property is mobile property that is located both
within and without New Mexico during the period of the lease or other contract,
the receipts are assigned to New Mexico in the same percentage as the time the
property is used in the state.
D.
Sale of a service: general rule - Determining the category of a service. The
receipts are from a sale of a service in New Mexico if and to the extent that
the product of the service or the service is delivered to a location in New
Mexico. These rules in this subsection define three general categories of
services and set out rules for when a service in that category is delivered in
New Mexico. A service may fall into more than one category. If a service could
be characterized as both an in-person service and a professional service, it
will be deemed an in-person service. The third category of service - other
services - excludes services that can be categorized and assigned based on the
rules for in-person or professional services.
(1) In-person services: An in-person service
is a service that is physically performed by the taxpayer, whether through
employees, agents, or by third parties on behalf of the taxpayer, while in the
same location as the customer or on the customer's real or tangible personal
property. Examples include: heath care services; in-person training or
entertainment; child care services; repair, installation, cleaning or
maintenance services; and construction and similar services.
(a) Determining the New Mexico sales factor
numerator. Sales of in-person services are included in the New Mexico sales
factor numerator if those services are performed on a customer or the
customer's property in the state.
(b) Reasonable approximation. If the taxpayer
has insufficient information to determine where its in-person services are
performed, the taxpayer shall reasonably approximate where those sales are
sourced using general information on customers' locations or other similar
information.
(2)
Professional services. In general. Professional services are services performed
for customers by the taxpayer's employees or agents, or by third parties on
behalf of the taxpayer, which require the application of specialized knowledge
or skill to the customer's particular facts and circumstances, but exclude
in-person services. Examples include: management, consulting and similar
services; financial and investment services not subject to
3.5.19.17
NMAC; technology and data processing services; legal services; and
architectural, engineering and design services.
(a) Determining the New Mexico sales factor
numerator: The following hierarchy of rules apply:
(i) Architectural and engineering services
with respect to real or tangible personal property. If the service is an
architectural or engineering service, it is included in the New Mexico sales
factor numerator if the service relates to real estate improvements or tangible
personal property located, or expected to be located, in the state.
(ii) Related party transactions. If the
customer is a related party, then the taxpayer's sale of the services to that
customer are included in the New Mexico sales factor numerator to the extent of
that customer's New Mexico apportionment factor as properly determined under
Section
7-4-1, et seq. NMSA
1978 and applicable regulations.
(iii) Large individual or business customers:
If the sale is to an individual or business customer to which the taxpayer
sells five percent or more of its total professional services in a single year,
then the sale is included in the New Mexico sales factor numerator:
(1) if the customer is an individual customer
whose residence is New Mexico, or
(2) if the customer is a business customer
and the place where the contract for professional services is primarily managed
by the customer is in New Mexico.
(iv) Other individual customers: If the
taxpayer has information to accurately determine where an individual customer
takes delivery of the sale of the professional service, then that sale is
included in the New Mexico sales factor numerator if the customer took delivery
of the service in New Mexico. Otherwise, the sale is included in the New Mexico
sales factor numerator if the customer's primary billing address is in the
state.
(v) Other business
customers: If the taxpayer has information to accurately determine the location
from which the contract for professional services is principally managed by a
business customer, then the sale is included in the New Mexico sales factor
numerator if that location is in New Mexico. Otherwise, the sale is included in
the sales factor numerator if the customer's billing address is in New
Mexico.
(b) Reasonable
approximation: If, in applying the rules under (iv) and (v) above, the taxpayer
lacks information to determine the customer's primary billing address (for
example, if someone other than the customer is paying for the service) the
taxpayer may use a method of reasonable approximation to determine whether the
sales for which the information is lacking are included in the New Mexico sales
factor numerator and to determine the sourcing of those sales for purposes of
Subsection C of Section
7-4-18
NMSA 1978.
(3) Other
services. Services other than in-person or professional services are sourced
under this Paragraph (3) of Subsection D of 3.5.18.9 NMAC. The rules in this
paragraph may distinguish services based on whether they are delivered
physically or electronically, whether they are delivered to a customer or to a
third party (including the customer's customer), and whether the customer is an
individual or business customer. If a rule depends on whether the customer is
an individual or a business customer, and the taxpayer acting in good faith
cannot reasonably determine whether the customer is an individual or business
customer, the taxpayer shall treat the customer as a business customer.
(a) Services delivered by physical means to a
customer or a third party. Services delivered by physical means to a customer
or third party exclude in-person and professional services, but generally
include delivery services, themselves, and services that produce a physical
product which is then delivered by the taxpayer. In addition to delivery
services, examples include: items designed and printed by the taxpayer to the
order of the customer that are delivered to the customer's customers by mail;
and customized software services where the software is physically installed on
the customer's computer.
(i) Determining the
New Mexico sales factor numerator. The sale of services delivered by physical
means to a customer or third party are delivered are included in the New Mexico
sales factor numerator if the delivery takes place in New Mexico.
(ii) Rule of reasonable approximation. If the
taxpayer cannot determine where services are actually delivered, the taxpayer
may use a method of reasonable approximation determine sales that will be
included in the New Mexico sales factor, and for purposes of Subsection C of
7-4-18 NMSA 1978, including the use of population or other
information.
(b)
Services delivered electronically to a customer. Services delivered
electronically include services that are transmitted by any electronic medium
whether or not the service provider owns, leases or otherwise controls medium.
(i) Determining the New Mexico sales factor
numerator. In the case of the sale of a service delivered electronically, the
following hierarchy of rules apply:
(a) if
the sale is to a related party, the sale is included in the New Mexico sales
factor numerator to the extent of that customer's New Mexico apportionment
factor as properly determined under Section
7-4-1, et seq. NMSA
1978 and applicable regulations;
(b) if the sale is to an individual or
business customer to which the taxpayer sells five percent or more of its total
other services in a single year, the sale is included in the New Mexico sales
factor numerator: if the customer is an individual customer whose residence is
New Mexico, or if the customer is a business customer and the place where the
contract for professional services is primarily managed by the customer is in
New Mexico; and
(c) if the sale is
to a customer other than a customer described in (a) or (b), the sale is
included in the New Mexico sales factor numerator if the customer's primary
billing address is in the state.
(ii.) Reasonable Approximation: If, in
applying the rule under sub-item (c) of item (i) above, the taxpayer lacks
information to determine the customer's primary billing address (for example,
if someone other than the customer is paying for the service) the taxpayer may
use a method of reasonable approximation to determine whether the sales for
which the information is lacking are included in the New Mexico sales factor
numerator and to determine the sourcing of those sales for purposes of
Subsection C of Section
7-4-18
NMSA 1978.
(c.) Services
delivered electronically on behalf of a customer to a third party. A service
delivered electronically "on behalf of" a customer is one in which a customer
contracts for the service to be delivered electronically directly by the
taxpayer or through one or more intermediaries, provided the service does not
change its form, to one or more third parties who are the customer's intended
recipients of the service. Examples include: delivery of electronic advertising
to a customer's intended audience and subcontracted services performed
electronically for the customer's customers.
(i) determining the New Mexico sales factor
numerator. The sale of a service delivered electronically to third-party
recipients on behalf of the customer is delivered in New Mexico if and to the
extent that the third-party recipients are in New Mexico;
(ii) rule of reasonable approximation. If the
taxpayer cannot determine the state or states where the sales of a service
delivered electronically are actually delivered to the customer's intended
third-party recipients, the taxpayer may use a method of reasonable
approximation to determine whether the sales are included in the New Mexico
sales factor numerator and to determine the sourcing of those sales for
purposes of Subsection C of Section
7-4-18
NMSA 1978.
E. Sale, lease, or license of intangible
property. General rule. Sourcing of receipts from the sale, lease or license of
intangible property depends primarily on the nature of the intangible property
and the method by which receipts are determined, rather than on whether the
transaction is a true sale, lease or license.
(1) Contract right or government license that
authorizes activity in specific geographic area. In the case of a sale, lease
or license of a contract right, government license or similar intangible
property that authorizes the holder to conduct a activity in a specific
geographic area, the receipts from the sale are included in the New Mexico
sales factor numerator to the extent that the intangible property is used or is
authorized to be used within the state.
(2) Marketing intangible: The receipts from
granting a right to use intangible property in connection with the sale, lease,
license, or other marketing of goods or services to a consumer are included in
the New Mexico sales factor numerator to the extent of the sale or provision of
those goods or services is located or occurs in New Mexico. Examples of
marketing intangibles include trademarks, service marks and trade
names.
(3) Production intangible:
The receipts from granting a right to use intangible property, other than a
marketing intangible, used in manufacturing (a "production intangible") are
included in the New Mexico sales factor numerator to the extent that the use
for which the fees are paid takes place in New Mexico.
(4) Mixed intangible: The receipts from a
sale, lease or license transaction that involves a mixture of a marketing and
production intangible may be included in the New Mexico sales factor as
provided in Paragraphs (2) or (3) of Subsection E of 3.5.18.9 NMAC on the basis
of the taxpayer's separate statement of these rights, and the related receipts,
to the customer as part of the contract with the customer. Otherwise, the
receipts will be treated as receipts from a marketing intangible.
(5) Intangible property that resembles a sale
of goods or services, including digital goods and services. If receipts from
the sale, lease or license of intangible property resembles the sale of a goods
or services such that other rules under Section
7-4-17
-18 NMSA 1978, or these or other regulations of the department can accurately
and appropriately be used to source those receipts, including rules of
reasonable approximation, the receipts are included in the New Mexico sales
factor numerator as provided in those rules.
(6) Sublicenses. If the receipts from the
sale, lease or license of intangible property is to a customer that the
taxpayer is aware will grant a sublicense to others, regardless of the form
that sublicense may take, and if the taxpayer's own receipts are determined
based on its customer's sublicensing of the intangible property, then the
taxpayer shall use the rules under this regulation, including rules of
reasonable approximation, that would apply to the sourcing of its customer's
receipts to determine the sales to be included in the New Mexico sales factor
numerator. It is not necessary for the application of this paragraph for the
taxpayer to use the same method actually used by its customer to source the
sublicensing receipts.
(7) Software
transactions - Generally: Receipts from the sale, lease or license of software,
whether "canned" or custom, is treated as the sale, lease or license of
tangible personal property, rather than intangible property or the performance
of a service, except that, to the extent necessary, the taxpayer may use a
method of reasonable approximation under these rules if the taxpayer lacks
information to determine where the software is delivered.
F. Mediation: Whenever a taxpayer is
subjected to different sourcing methodologies regarding intangibles or
services, by the department and one or more other state taxing authorities, the
taxpayer may petition for, and the department may participate in, and encourage
the other state taxing authorities to participate in, non-binding mediation in
accordance with the alternative dispute resolution rules promulgated by the
multistate tax commission from time to time, regardless of whether all the
state taxing authorities are members of the multistate tax compact.