Current through Register Vol. 35, No. 18, September 24, 2024
A. Supervision and
consultation.
(1) Social workers who provide
supervision or consultation shall have the necessary knowledge and skill to
supervise or consult appropriately and shall do so only within their areas of
knowledge and competence.
(2)
Social workers who provide supervision or consultation are responsible for
setting clear, appropriate, and culturally sensitive boundaries.
(3) Social workers shall not engage in any
dual or multiple relationships with supervisees in which there is a risk of
exploitation of or potential harm to the supervisee. In instances where dual or
multiple relationships are unavoidable social workers should take steps to
protect supervisees and are responsible for setting clear, appropriate, and
culturally sensitive boundaries.
(4) Social workers who provide supervision
shall evaluate supervisees' performance in a manner that is fair and
respectful.
B. Education
and training.
(1) Social workers who function
as educators, field instructors for students, or trainers shall provide
instruction only within their areas of knowledge and competence and shall
provide instruction based on the most current information and knowledge
available in the profession.
(2)
Social workers who function as educators or field instructors for students
shall evaluate students' performance in a manner that is fair and
respectful.
(3) Social workers who
function as educators or field instructors for students shall take reasonable
steps to ensure that clients are routinely informed when services are being
provided by students.
(4) Social
workers who function as educators or field instructors for students shall not
engage in any dual or multiple relationships with students in which there is a
risk of exploitation or potential harm to the student. In instances where dual
or multiple relationships are unavoidable social work educators and field
instructors are responsible for setting clear, appropriate, and culturally
sensitive boundaries.
C.
Performance evaluation. Social workers who have responsibility for evaluating
the performance of others shall fulfill such responsibility in a fair and
considerate manner and on the basis of clearly stated criteria.
D. Client records.
(1) Social workers shall take reasonable
steps to ensure that documentation in records is accurate and reflects the
services provided.
(2) Social
workers shall include sufficient and timely documentation in records to
facilitate the delivery of services and to ensure continuity of services
provided to clients in the future.
(3) Social workers' documentation shall
protect clients' privacy to the extent that is possible and appropriate and
shall include only information that is directly relevant to the delivery of
services.
(4) Social workers shall
store records following the termination of services to ensure reasonable future
access. These records shall be maintained by the licensee or agency employing
the licensee at least for a period of seven years after the last date of
service, or for the time period required by federal or state law if
longer.
(5) Prior to the
destruction of a client record for any reason including when a social worker or
social work practice anticipates to cease or ceases operations as a result of a
suspension, retirement or death of the owner, sale or other cause, including
insolvency, the licensee or other individual responsible for supervising the
disposition of the practice, should make reasonable effort to notify the
clients of their right to retrieve current records for a period of six months.
Should any client fail to retrieve the records within the six month period and
unless otherwise required by law, the responsible party shall arrange the
destruction of such documents in a manner to ensure confidentiality.
E. Billing. Social workers shall
establish and maintain billing practices that accurately reflect the nature and
extent of services provided and that identify who provided the service in the
practice setting.
F. Client
transfer.
(1) When an individual who is
receiving services from another agency or colleague contacts a social worker
for services, the social worker shall carefully consider the client's needs
before agreeing to provide services. To minimize possible confusion and
conflict, social workers shall discuss with potential clients the nature of the
clients' current relationship with other service providers and the
implications, including possible benefits or risks, of entering into a
relationship with a new service provider.
(2) If a new client has been served by
another agency or colleague, social workers shall discuss with the client
whether consultation with the previous service provider is in the client's best
interest.
G.
Administration.
(1) Social work
administrators shall advocate within and outside their agencies for adequate
resources to meet clients' needs.
(2) Social workers shall advocate for
resource allocation procedures that are open and fair. When not all clients'
needs can be met, an allocation procedure shall be developed that is
nondiscriminatory and based on appropriate and consistently applied
principles.
(3) Social workers who
are administrators shall take reasonable steps to ensure that adequate agency
or organizational resources are available to provide appropriate staff
supervision.
(4) Social work
administrators shall take reasonable steps to ensure that the working
environment for which they are responsible is consistent with and encourages
compliance with the code of conduct. Social work administrators should take
reasonable steps to eliminate any conditions in their organizations that
violate, interfere with, or discourage compliance with the code.
H. Continuing education and staff
development. Social work administrators and supervisors should take reasonable
steps to provide or arrange for continuing education and staff development for
all staff for whom they are responsible. Continuing education and staff
development shall address current knowledge and emerging developments related
to social work practice and ethics.
I. Commitments to employers.
(1) Social workers generally should adhere to
commitments made to employers and employing organizations.
(2) Social workers should work to improve
employing agencies' policies and procedures and the efficiency and
effectiveness of their services.
(3) Social workers should take reasonable
steps to ensure that employers are aware of social workers' ethical obligations
as set forth in the code of conduct and of the implications of those
obligations for social work practice.
(4) Social workers shall not allow an
employing organization's policies, procedures, regulations, or administrative
orders to interfere with their ethical practice of social work. Social workers
should take reasonable steps to ensure that their employing organizations'
practices are consistent with the code of conduct.
(5) Social workers shall act to prevent and
eliminate discrimination in the employing organization's work assignments and
in its employment policies and practices.
(6) Social workers should accept employment
or arrange student field placements only in organizations that exercise fair
personnel practices.
(7) Social
workers should be diligent stewards of the resources of their employing
organizations, wisely conserving funds where appropriate and never
misappropriating funds or using them for unintended purposes.
J. Labor-management disputes.
(1) Social workers may engage in organized
action, including the formation of and participation in labor unions, to
improve services to clients and working conditions.
(2) The actions of social workers who are
involved in labor-management disputes, job actions, or labor strikes should be
guided by the profession's values, ethical principles, and ethical standards.
Reasonable differences of opinion exist among social workers concerning their
primary obligation as professionals during an actual or threatened labor strike
or job action. Social workers should carefully examine relevant issues and
their possible impact on clients before deciding on a course of
action.